John P. Hoffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John P Hoffman, who also goes by John Patrick Hoffman, John P Hoffman, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2006. John had worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2024 - September 29, 2025
GRAYSCALE SECURITIES, LLC
March 14, 2024 - August 29, 2024
FORESIDE FUND SERVICES, LLC
December 22, 2023 - September 29, 2025
GRAYSCALE ADVISORS
December 21, 2023 - March 14, 2024
GRAYSCALE SECURITIES, LLC
June 17, 2020 - August 2, 2023
INVESCO CAPITAL MARKETS, INC.
August 10, 2016 - August 2, 2023
INVESCO ADVISERS, INC.
September 27, 2006 - August 2, 2023
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
GRAYSCALE SECURITIES, LLC
CRD#: 305907 / SEC#: , 8-70437
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
