GM
Gary J. Milkwick
EMBARK WEALTH MANAGEMENT
TEMPE, AZ 85281
Some features on this profile are disabled
CRD#: 5212005
GM
Professional summary
Gary James Milkwick is a registered financial advisor currently at EMBARK WEALTH MANAGEMENT, LLC located in Tempe, Arizona.
Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Gary has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)GJ BRADLEY IMPORTS, INC. 3855 OAKVIEW DRIVE, STE 101 POWDER SPRINGS, GA 30127; IMPORT MARBLE AND GRANITE SLAB; CEO/OWNER; COMPANY IS CURRENTLY INACTIVE; CURRENTLY DEVOTE 1 HRS/MTH (NO TIME DURING SECURITIES TRADING HOURS); WHEN COMPANY WAS ACTIVE IN 2005, I WORKED WITH BUYERS AND SELLERS OF MARBLE AND GRANITE; PERFORMED STRATEGIC PLANNING AND MARKETING FOR THE COMPANY, BUSINESS IS NOW INACTIVE. 3)RENTAL PROPERTY; POWDER SPRINGS, GA; NOT INVESTMENT RELATED; 50% OWNER; 11/08; 1 HOUR/MONTH 4)EMBARK WEALTH MANAGEMENT; NEW YORK, NY; INVESTMENT RELATED; PARTNER; 50% OWNER; 11/10; 40 HOURS/MONTH; 2 HOURS DURING TRADING; FINANCIAL SERVICES. Gary is the owner and managing member of Embark Financial Services, LLC. Investment related: No. - Description: Tax consulting and management consulting. 7 Executive Office Drive, Suite 7, Humacao, PR 00791. Start date: Feb 3, 2021. He is paid hourly for management and tax consulting. He spends approximately 25 hours per week during trading hours. Gary is the owner and managing member of Embark Insurance Services, LLC. Investment related: No. Description: Insurance brokerage. 398 S. Mill Avenue, Suite 302, Tempe, AZ 85281. Start Date: June 5, 2022. He is paid hourly for management consulting. He spends approximately 3 hours per week during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Gary James Milkwick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2016 - Present
EMBARK WEALTH MANAGEMENT, LLC
Office #1: 398 S Mill Avenue Suite 302, Tempe, AZ 85281RIA
CRD#: 157950
TEMPE, AZ
Past
June 14, 2010 - July 5, 2011
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EMBARK WEALTH MANAGEMENT, LLC
EMBARK WEALTH MANAGEMENT | EMBARK WEALTH MANAGEMENT, LLC
CRD#: 157950 / SEC#: 801-129246
RIA
Registered Investment Advisory firm - (1/3/2024 Approved)Arizona
Registered Investment Advisory firm - (1/8/2024 Terminated)California
Registered Investment Advisory firm - (2/7/2024 Terminated)Florida
Registered Investment Advisory firm - (1/8/2024 Terminated)Georgia
Registered Investment Advisory firm - (1/16/2024 Terminated)Illinois
Registered Investment Advisory firm - (1/8/2024 Terminated)Maryland
Registered Investment Advisory firm - (1/10/2024 Terminated)Minnesota
Registered Investment Advisory firm - (1/9/2024 Terminated)Missouri
Registered Investment Advisory firm - (1/8/2024 Terminated)New Jersey
Registered Investment Advisory firm - (1/8/2024 Terminated)New York
Registered Investment Advisory firm - (1/8/2024 Terminated)North Carolina
Registered Investment Advisory firm - (1/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/8/2024 Terminated)Tennessee
Registered Investment Advisory firm - (1/8/2024 Terminated)Texas
Registered Investment Advisory firm - (1/8/2024 Terminated)Virginia
Registered Investment Advisory firm - (1/9/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/9/2016)
IAR
California(6/30/2016)
IAR
Florida(9/20/2016)
IAR
New York(5/28/2023)
IAR
Pennsylvania(8/15/2016)
IAR
Virginia(9/14/2020)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
EW
EMBARK WEALTH MANAGEMENT, LLC
EMBARK WEALTH MANAGEMENT | EMBARK WEALTH MANAGEMENT, LLC
CRD#: 157950 / SEC#: 801-129246
RIA
Registered Investment Advisory firm - (1/3/2024 Approved)Arizona
Registered Investment Advisory firm - (1/8/2024 Terminated)California
Registered Investment Advisory firm - (2/7/2024 Terminated)Florida
Registered Investment Advisory firm - (1/8/2024 Terminated)Georgia
Registered Investment Advisory firm - (1/16/2024 Terminated)Illinois
Registered Investment Advisory firm - (1/8/2024 Terminated)Maryland
Registered Investment Advisory firm - (1/10/2024 Terminated)Minnesota
Registered Investment Advisory firm - (1/9/2024 Terminated)Missouri
Registered Investment Advisory firm - (1/8/2024 Terminated)New Jersey
Registered Investment Advisory firm - (1/8/2024 Terminated)New York
Registered Investment Advisory firm - (1/8/2024 Terminated)North Carolina
Registered Investment Advisory firm - (1/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/8/2024 Terminated)Tennessee
Registered Investment Advisory firm - (1/8/2024 Terminated)Texas
Registered Investment Advisory firm - (1/8/2024 Terminated)Virginia
Registered Investment Advisory firm - (1/9/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
398 S Mill Avenue Suite 302, Tempe, AZ 85281
Mailing Address
Phone number
(888) 433-8881
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 388 |
| AUM (Assets Under Management) | $ 51,847,440 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
