DN
David A. Nicholas
NICHOLAS WEALTH MANAGEMENT
Marietta, GA 30060
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CRD#: 5211508
DN
Professional summary
David Alexis Nicholas is a registered financial advisor currently at NICHOLAS WEALTH MANAGEMENT located in Marietta, Georgia and WORLD EQUITY GROUP, INC. located in Marietta, Georgia.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. David has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)I AM THE OWNER, PRESIDENT OF NICHOLAS WEALTH MANAGEMENT, 2859 Paces Ferry Rd SE Suite 420, Atlanta, GA. INVESTMENT RELATED OWNER/OPERATED BUSINESS SINCE AUGUST 1, 2008 WHICH PRIMARILY FOCUSES ON RETIREMENT PLANNING AND INSURANCE SOLUTIONS FOR CLIENTS. I DEVOTE APPROX 120 HRS PER MONTH, ALL DURING TRADING HOURS TO THIS BUSINESS. 2)I AM THE PRESIDENT/OWNER OF BLUEPATH CAPITAL MANAGEMENT, LLC., 2859 Paces Ferry Rd SE Suite 420, Atlanta, GA. INVESTMENT RELATED, OWNER-OPERATED INVESTMENT ADVISORY FIRM OFFERING SEPARATELY MANAGED ACCOUNTS AND INVESTMENT ADVISORY SERVICES SINCE 5/1/2016. I DEVOTE APPROX.80 HOURS PER MONTH, ALL DURING TRADING HOURS TO THIS BUSINESS. 3) I AM THE OWNER/PRESIDENT/AGENT OF ANNUITYUSA- 2859 Paces Ferry Rd SE Suite 420, Atlanta, GA. INVESTMENT RELATED, BUSINESS THAT OFFERS FIXED ANNUITIES AND LIFE INSURANCE. START DATE WAS 2/1/2016 AND I DEVOTE 20 HOURS PER MONTH TO THIS BUSINESS/ALL DURING TRADING HOURS. SELLS FIXED ANNUITIES AND LIFE INSURANCE. 4)Registered Representative; World Equity Group; Investment Related: Yes; Location: 1650 N. Arlington Heights Rd. Suite 100 Arlington Heights, IL; Description of the business: Broker/Dealer; Responsibilities Duties: Purchase and sale of securities; Start date with business: 2019-07-01; Hours devoted to business during trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 10; 6) NICHOLAS AND COMPANY LLC. 2859 PACES FERRY RD., SE, SUITE 420, ATLANTA, GA. INVESTMENT RELATED. OWNER/PRESIDENT. START DATE: 8/01/2008. LLC IS FOR MY DBA NAME OF NICHOLAS WEALTH MANAGEMENT. APPROX 120 HRS/MO FOR THIS ACTIVITY, ALL DURING SECURITIES TRADING HOURS. 7). OWNER; NICHOLAS HOLDINGS LLC; Investment Related: NO; 2859 Paces Ferry Rd SE Suite 420 Atlanta, GA 30339; Description of the business: Real Estate holding company Responsibilities Duties: Manage real estate property; Start date with business: 2021-08-09; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 5. 8), Nicholas Leasing, LLC; Not Investment Related; 218 Roswell St Suite 200, Marietta, GA, 30060; Nature of OBA: Leases office equipment; Posn/Title: Owner; Start Date: 10/01/24; Approx Hrs/Mth for OBA: 1 Hr; Hrs/Mth during trading Hrs: 1 Hr; Duties: Submit lease expenses. 9). American Advisor Marketing ; Not Investment Related; 218 Roswell St Suite 200, Marietta, GA, 30060; Nature of OBA: Provides marketing services.; Posn/Title: Owner; Start Date: 10/01/24; Approx Hrs/Mth for OBA: 4 Hrs; Hrs/Mth during trading Hrs: 4 Hrs; Duties: Submit payments for marketing expenses.
CRS (Client Relationship Summary) - RIA
Click below to view David Alexis Nicholas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2016 - Present
NICHOLAS WEALTH MANAGEMENT
Office #1: 218 Roswell St Ne Suite 200, Marietta, GA 30060RIA
CRD#: 282635
Marietta, GA
Current
July 25, 2019 - Present
WORLD EQUITY GROUP, INC.
Office #1: 218 Roswell Street Ne Suite 200, Marietta, GA 30060RIA
BD
CRD#: 29087
Marietta, GA
Past
June 26, 2013 - January 7, 2022
TRIUMPH WEALTH ADVISORS, INC.
RIA
CRD#: 153175
WOODSTOCK, GA
Past
April 18, 2013 - July 29, 2019
TAYLOR CAPITAL MANAGEMENT INC.
BD
CRD#: 43559
Atlanta, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NICHOLAS WEALTH MANAGEMENT
BLUEPATH CAPITAL MANAGEMENT, LLC | NICHOLAS WEALTH, LLC | NICHOLAS WEALTH MANAGEMENT
CRD#: 282635 / SEC#: 801-122063
RIA
Registered Investment Advisory firm - (8/13/2021 Approved)Georgia
Registered Investment Advisory firm - (10/1/2021 Terminated)Texas
Registered Investment Advisory firm - (9/13/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/30/2022)
RR
Florida(7/25/2019)
IAR
Georgia(5/10/2016)
RR
Georgia(7/25/2019)
RR
Maryland(10/29/2024)
RR
Mississippi(2/2/2023)
RR
Missouri(10/17/2022)
RR
New York(3/9/2025)
RR
South Carolina(7/25/2019)
RR
Tennessee(6/26/2025)
RR
Texas(11/6/2019)
IAR
Texas(11/12/2019)
RR
Virginia(11/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NW
NICHOLAS WEALTH MANAGEMENT
BLUEPATH CAPITAL MANAGEMENT, LLC | NICHOLAS WEALTH, LLC | NICHOLAS WEALTH MANAGEMENT
CRD#: 282635 / SEC#: 801-122063
RIA
Registered Investment Advisory firm - (8/13/2021 Approved)Georgia
Registered Investment Advisory firm - (10/1/2021 Terminated)Texas
Registered Investment Advisory firm - (9/13/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
218 Roswell St Ne Suite 200, Marietta, GA 30060
Mailing Address
Phone number
(404) 890-5606
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 619 |
| AUM (Assets Under Management) | $ 413,710,307 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
