David Alexis Nicholas
Professional Summary
David Alexis Nicholas is a registered financial advisor currently at NICHOLAS WEALTH MANAGEMENT located in Marietta, Georgia and WORLD EQUITY GROUP, INC. located in Marietta, Georgia. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. David has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
BLUEPATH CAPITAL MANAGEMENT, LLC | NICHOLAS WEALTH, LLC | NICHOLAS WEALTH MANAGEMENT
Contact Information
Main Address
218 Roswell St Ne Suite 200, Marietta, GA 30060Phone Number
(404) 890-5606# of Employees
19SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,250AUM (Assets Under Management)
$739,826,707Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BLUEPATH CAPITAL MANAGEMENT, LLC | NICHOLAS WEALTH, LLC | NICHOLAS WEALTH MANAGEMENT
State Registrations and Notice Filings
(9/30/2022)
(7/25/2019)
(5/10/2016)
(7/25/2019)
(1/9/2026)
(10/29/2024)
(2/2/2023)
(10/17/2022)
(3/9/2025)
(7/25/2019)
(6/26/2025)
(11/6/2019)
(11/12/2019)
(11/6/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view David Alexis Nicholas's CRS (Customer Relationship Summary).
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