Brian T. Bonewitz

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CRD#: 5211295

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Thomas Bonewitz, CFA, who also goes by Brian Bonewitz, was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 2007. Brian had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Bonewitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Past

August 17, 2020 - February 23, 2024

BRAGG FINANCIAL ADVISORS INC

RIA

CRD#: 108780

CHARLOTTE, NC

Past

August 20, 2018 - September 2, 2020

QUEENS ROAD SECURITIES, LLC

CRD#: 104277

CHARLOTTE, NC

Past

September 16, 2011 - July 24, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

CHARLOTTE, NC

Past

March 8, 2008 - July 24, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

CHARLOTTE, NC

Past

August 9, 2007 - December 10, 2007

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRAGG FINANCIAL ADVISORS INC

CRD#: 108780 / SEC#: 801-56890

RIA

Registered Investment Advisory firm - (10/12/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/17/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/8/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BRAGG FINANCIAL ADVISORS INC

CRD#: 108780 / SEC#: 801-56890

RIA

Registered Investment Advisory firm - (10/12/1999 Approved)

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Contact information

Main Address

1031 South Caldwell St Suite 200, Charlotte, NC 28203

Mailing Address

Phone number

(704) 377-0261

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV, PART II BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	1,552
AUM (Assets Under Management)	$ 3,904,367,607

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian T. Bonewitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

QUEENS ROAD SECURITIES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BRAGG FINANCIAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/2011

Series 63

Date: 8/17/2007

SIE

Date: 10/1/2018

Series 7

Date: 8/9/2011

Series 6

Date: 8/8/2007

Current Firm

BRAGG FINANCIAL ADVISORS INC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRAGG FINANCIAL ADVISORS INC

TRUST BUT VERIFY

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