Richard L. Robbins
Professional summary
Richard Leroy Robbins, who also goes by Richard Robbins, Rick Robbins, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Atlanta, Georgia and SANFORD C. BERNSTEIN & CO., LLC located in Atlanta, Georgia.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Richard has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Leroy Robbins's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2006 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 3560 Lenox Road Ne, Suite 3000, Atlanta, GA 30326September 25, 2006 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 3560 Lenox Road Ne Suite 3000, Atlanta, GA 30326February 26, 2013 - May 29, 2013
SANFORD C. BERNSTEIN & CO., LLC
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2012)
(4/11/2016)
(4/15/2025)
(1/14/2015)
(10/23/2013)
(1/17/2014)
(2/26/2013)
(7/17/2015)
(11/1/2011)
(5/28/2013)
(5/9/2025)
(8/17/2012)
(8/17/2012)
(12/1/2016)
(9/15/2021)
(10/21/2024)
(8/15/2024)
(1/25/2023)
(3/8/2024)
(10/23/2013)
(2/7/2022)
(10/23/2013)
(11/1/2011)
(10/10/2014)
(12/12/2013)
(1/31/2014)
(11/1/2011)
(4/28/2014)
(7/18/2025)
(7/18/2025)
(10/23/2013)
(5/12/2011)
(9/25/2014)
(9/5/2024)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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