Darrell W. Rideaux
Professional summary
Darrell Walter Rideaux was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Darrell is a previously registered financial professional and started their career in finance in 2007. Prior to being barred, Darrell had worked at 4 firms, which includes NMS CAPITAL ASSET MANAGEMENT INC., HB SECURITIES LLC, MORGAN STANLEY, SIGNATOR INVESTORS INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2016 - May 22, 2017
NMS CAPITAL ASSET MANAGEMENT, INC.
August 25, 2016 - May 22, 2017
HB SECURITIES, LLC
November 12, 2013 - March 9, 2015
MORGAN STANLEY
August 28, 2013 - March 9, 2015
MORGAN STANLEY
March 14, 2007 - July 10, 2008
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NMS CAPITAL ASSET MANAGEMENT, INC.
CRD#: 149678 / SEC#: 801-70544
Contact information
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