David H. Hatch

NEWPORT WEALTH ADVISORS

Newport Beach, CA 92660

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CRD#: 5211012

Professional summary

David Harlan Hatch, CFP®, who also goes by David H Hatch, David Hatch, is a registered financial advisor currently at NEWPORT WEALTH ADVISORS, INC. located in Newport Beach, California and CENTAURUS FINANCIAL, INC. located in San Marcos, California.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. David has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David H Hatch | David Hatch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Newport Wealth Advisors, investment related, 100 East San Marcos Blvd., San Marcos, CA 92069, RIA, financial advisor, since 9/30/2019, devoted time is 40 hours a month, financial services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Harlan Hatch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

August 30, 2019 - Present

NEWPORT WEALTH ADVISORS, INC.

Office #1: 4695 Macarthur Court 11th Floor, Newport Beach, CA 92660

RIA

CRD#: 137159

Newport Beach, CA

Current

September 6, 2019 - Present

CENTAURUS FINANCIAL, INC.

Office #1: 100 E. San Marcos Blvd. Suite #400, San Marcos, CA 92069

RIA

CRD#: 30833

San Marcos, CA

Past

August 4, 2016 - September 26, 2019

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

San Diego, CA

Past

August 4, 2016 - September 26, 2019

INVESTACORP, INC.

CRD#: 7684

SAN DIEGO, CA

Past

July 15, 2016 - August 19, 2016

WESTPARK CAPITAL, INC.

RIA

CRD#: 39914

Irvine, CA

Past

July 15, 2016 - August 19, 2016

WESTPARK CAPITAL, INC.

CRD#: 39914

Irvine, CA

Past

October 12, 2015 - July 20, 2016

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

IRVINE, CA

Past

September 8, 2014 - November 5, 2014

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

FOUNTAIN VALLEY, CA

Past

September 8, 2014 - November 5, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

FOUNTAIN VALLEY, CA

Past

December 11, 2006 - October 3, 2012

EDWARD JONES

RIA

CRD#: 250

COSTA MESA, CA

Past

October 18, 2006 - October 3, 2012

EDWARD JONES

CRD#: 250

COSTA MESA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEWPORT WEALTH ADVISORS, INC.

NEWPORT WEALTH ADVISORS, INC. | OLMSTED ADVISORS, INC.

CRD#: 137159 / SEC#: 801-130464

RIA

Registered Investment Advisory firm - (6/13/2024 Approved)

California

Registered Investment Advisory firm - (1/9/2018 Approved)

Texas

Registered Investment Advisory firm - (2/28/2019 Conditional Restricted)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(8/30/2019)

California
(9/6/2019)

Colorado
(7/18/2023)

Minnesota
(2/26/2024)

Nevada
(6/29/2023)

Oregon
(2/26/2024)

South Carolina
(2/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/7/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NEWPORT WEALTH ADVISORS, INC.

NEWPORT WEALTH ADVISORS, INC. | OLMSTED ADVISORS, INC.

CRD#: 137159 / SEC#: 801-130464

RIA

Registered Investment Advisory firm - (6/13/2024 Approved)

California

Registered Investment Advisory firm - (1/9/2018 Approved)

Texas

Registered Investment Advisory firm - (2/28/2019 Conditional Restricted)

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Contact information

Main Address

4695 Macarthur Court 11th Floor, Newport Beach, CA 92660

Mailing Address

Phone number

(877) 692-7227

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (9/25/2025)

Regulatory assets under management

Total Number of Accounts	1,124
AUM (Assets Under Management)	$ 193,260,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David H. Hatch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Harlan Hatch's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTAURUS FINANCIAL, INC.

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

WESTPARK CAPITAL, INC.

WESTPARK CAPITAL, INC.

NEWPORT COAST SECURITIES, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

NEWPORT WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/7/2006

SIE

Date: 10/1/2018

Series 7

Date: 10/17/2006

FINRA

Current Firm

NEWPORT WEALTH ADVISORS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEWPORT WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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