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Eric Scott Evans

CETERA INVESTMENT ADVISERS
NEWBERG, OR
·CRD# 5210934·20 years experience

Professional Summary

Eric Scott Evans, who also goes by Eric S Evans, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Newberg, Oregon and CETERA ADVISORS LLC located in Newberg, Oregon. Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Eric has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric S Evans

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
105 N Main St, Newberg, OR 97132
March 21, 2024 - Present
CETERA ADVISORS LLC·CRD# 10299
BD
105 N Main St, Newberg, OR 97132
February 28, 2012 - Present
CETERA ADVISORS LLC·CRD# 10299
RIA
Portland, OR
December 10, 2021 - March 21, 2024
CASCADIA ADVISORY SERVICES, LLC·CRD# 290231
RIA
Sherwood, OR
September 18, 2019 - January 7, 2022
CETERA ADVISORS LLC·CRD# 10299
RIA
Portland, OR
February 28, 2012 - February 11, 2020
PACIFIC WEST FINANCIAL CONSULTANTS INC·CRD# 108728
RIA
Renton, WA
April 13, 2010 - February 28, 2012
PACIFIC WEST SECURITIES, INC.·CRD# 6390
BD
Tigard, OR
April 13, 2010 - February 28, 2012
EDWARD JONES·CRD# 250
RIA
Wilsonville, OR
November 28, 2006 - April 5, 2010
EDWARD JONES·CRD# 250
BD
Wilsonville, OR
October 18, 2006 - April 5, 2010

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 2007, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE, PROPERTY AND CASUALTY 2. DBA EVANS WEALTH MANAGEMENT, INVESTMENT RELATED, SAME AS RESIDENTIAL ADDRESS, S-CORP, STARTED 5/2010, PARTNER, APX 2 HOUR PER WEEK, DURING TRADING HOURS, S-CORP FOR TAXES AND BUSINESS EXPENSES. 3. EVANS INSURANCE AGENCY, NOT INVESTMENT, 22467 SW ASH ST, SHERWOOD, OR, 97140, P & C INSURANCE AGENCY, STARTED 10/2017, POSITION/TITLE/RELATIONSHIP: Insurance Agent, APX 20 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWNER AND SALES REP; 4. NAME OF OTHER BUSINESS: WANT INSURANCE, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE SALES, START DATE: 03/2024, POSITION/TITLE/RELATIONSHIP: PART OWNER, AGENT, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: DBA FOR PROPERTY AND CASUALTY INSURANCE; 5. NAME OF OTHER BUSINESS: WANT FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6. NAME OF OTHER BUSINESS: THE CHURCH OF JESUS CHRIST OF LATTER DAY SAINTS; INVESTMENT RELATED: NO; ADDRESS: 17234 SW MEINEKE RD, SHERWOOD, OR 97140; NATURE OF BUSINESS: BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: BISHOP; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LEAD THE LOCAL CONGREGATION OF MEMBERS. OVERSEE RECORDS, FINANCES, AND THE USE OF THE CHURCH MEETINGHOUSE;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(3/25/2025)
RR
California
(5/6/2020)
RR
Idaho
(7/21/2015)
RR
Nebraska
(5/23/2018)
RR
Oregon
(2/28/2012)
IAR
Oregon
(3/21/2024)
RR
Texas
(12/10/2021)
IAR
Texas
(3/21/2024)
RR
Utah
(2/28/2012)
RR
Washington
(2/28/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2006About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Eric Scott Evans's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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