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Eric S. Evans
CETERA INVESTMENT ADVISERS LLC
NEWBERG, OR 97132
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CRD#: 5210934
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Professional summary
Eric Scott Evans, who also goes by Eric S Evans, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Newberg, Oregon and CETERA ADVISORS LLC located in Newberg, Oregon.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Eric has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric S Evans
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 2007, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE, PROPERTY AND CASUALTY 2. DBA EVANS WEALTH MANAGEMENT, INVESTMENT RELATED, SAME AS RESIDENTIAL ADDRESS, S-CORP, STARTED 5/2010, PARTNER, APX 2 HOUR PER WEEK, DURING TRADING HOURS, S-CORP FOR TAXES AND BUSINESS EXPENSES. 3. EVANS INSURANCE AGENCY, NOT INVESTMENT, 22467 SW ASH ST, SHERWOOD, OR, 97140, P & C INSURANCE AGENCY, STARTED 10/2017, POSITION/TITLE/RELATIONSHIP: Insurance Agent, APX 20 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWNER AND SALES REP; 4. NAME OF OTHER BUSINESS: WANT INSURANCE, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE SALES, START DATE: 03/2024, POSITION/TITLE/RELATIONSHIP: PART OWNER, AGENT, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: DBA FOR PROPERTY AND CASUALTY INSURANCE; 5. NAME OF OTHER BUSINESS: WANT FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Eric Scott Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 105 N Main St, Newberg, OR 97132RIA
CRD#: 105644
NEWBERG, OR
Current
February 28, 2012 - Present
CETERA ADVISORS LLC
Office #1: 105 N Main St, Newberg, OR 97132BD
CRD#: 10299
Newberg, OR
Past
December 10, 2021 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
PORTLAND, OR
Past
September 18, 2019 - January 7, 2022
CASCADIA ADVISORY SERVICES, LLC
RIA
CRD#: 290231
Sherwood, OR
Past
February 28, 2012 - February 11, 2020
CETERA ADVISORS LLC
RIA
CRD#: 10299
PORTLAND, OR
Past
April 13, 2010 - February 28, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
RIA
CRD#: 108728
RENTON, WA
Past
April 13, 2010 - February 28, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
TIGARD, OR
Past
November 28, 2006 - April 5, 2010
EDWARD JONES
RIA
CRD#: 250
WILSONVILLE, OR
Past
October 18, 2006 - April 5, 2010
EDWARD JONES
BD
CRD#: 250
WILSONVILLE, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/25/2025)
RR
California(5/6/2020)
RR
Idaho(7/21/2015)
RR
Nebraska(5/23/2018)
RR
Oregon(2/28/2012)
IAR
Oregon(3/21/2024)
RR
Texas(12/10/2021)
IAR
Texas(3/21/2024)
RR
Utah(2/28/2012)
RR
Washington(2/28/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
