Michael A. Aussieker
Professional summary
Michael Allan Aussieker, who also goes by Michael A Aussieker, Michael A. Aussieker, is a registered financial advisor currently at OH CAP ASSET MANAGEMENT located in Frisco, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Michael has worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Allan Aussieker's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2024 - Present
OH CAP ASSET MANAGEMENT
September 26, 2006 - August 3, 2010
VOYA FINANCIAL ADVISORS, INC.
September 26, 2006 - August 4, 2010
CETERA INVESTMENT SERVICES LLC
September 26, 2006 - August 4, 2010
CETERA ADVISORS LLC
September 6, 2006 - August 4, 2010
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/23/2024)
(7/10/2024)
(4/15/2024)
Exams
Series 55
Date: 6/27/2008
Limited Representative-Equity Trader ExamCurrent Firm
OH CAP ASSET MANAGEMENT
CRD#: 330600 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 5,000,000 |
Red Flags
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