Brennan Guli

LIGHTHOUSE FINANCIAL ADVISORS

Red Bank, NJ 07701

Some features on this profile are disabled

CRD#: 5210848

Professional summary

Brennan Guli is a registered financial advisor currently at LIGHTHOUSE FINANCIAL ADVISORS, INC. located in Red Bank, New Jersey.

Brennan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brennan has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brennan Guli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2021 - Present

LIGHTHOUSE FINANCIAL ADVISORS, INC.

Office #1: 3 Harding Road, Suite B, Red Bank, NJ 07701

RIA

CRD#: 121496

Red Bank, NJ

Past

June 24, 2013 - December 31, 2020

LIGHTHOUSE FINANCIAL ADVISORS, INC.

RIA

CRD#: 121496

RED BANK, NJ

Past

November 24, 2008 - March 12, 2013

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

PARIPPANY, NJ

Past

October 13, 2008 - March 12, 2013

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

PARSIPPANY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIGHTHOUSE FINANCIAL ADVISORS, INC.

CRD#: 121496 / SEC#: 801-78290

RIA

Registered Investment Advisory firm - (7/5/2013 Approved)

New Jersey

Registered Investment Advisory firm - (7/12/2013 Terminated)

New York

Registered Investment Advisory firm - (7/9/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/22/2021)

IAR

Texas
(1/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/10/2008

General Securities Representative Examination

Current Firm

LIGHTHOUSE FINANCIAL ADVISORS, INC.

CRD#: 121496 / SEC#: 801-78290

RIA

Registered Investment Advisory firm - (7/5/2013 Approved)

New Jersey

Registered Investment Advisory firm - (7/12/2013 Terminated)

New York

Registered Investment Advisory firm - (7/9/2013 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3 Harding Road, Suite B, Red Bank, NJ 07701

Mailing Address

Phone number

(732) 747-6680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (3/29/2025)

Regulatory assets under management

Total Number of Accounts	2,016
AUM (Assets Under Management)	$ 869,173,414

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/27/2025	Cover Page	Report
01/07/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

IAR

East Brunswick, NJ

Stephen Stewart

CHELSEA ADVISORY SERVICES, INC

IAR

South Ozone Park, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brennan Guli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brennan Guli's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIGHTHOUSE FINANCIAL ADVISORS, INC.

LIGHTHOUSE FINANCIAL ADVISORS, INC.

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

LIGHTHOUSE FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2008

Series 7

Date: 10/10/2008

Current Firm

LIGHTHOUSE FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LIGHTHOUSE FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors