James W. Walker

JAMES W. WALKER, P.A.

Naples, FL 34104-3746

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CRD#: 5210665

Professional summary

James William Walker, who also goes by James W. Walker Cpa, James W. Walker, Jim Walker Cpa, Jim Walker, is a registered financial advisor currently at JAMES W. WALKER, P.A. located in Naples, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James W. Walker Cpa | James W. Walker | Jim Walker Cpa | Jim Walker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JAMES W. WALKER, P.A. THE BUSINESS IS INVESTMENT-RELATED PROVIDING INVESTMENT ADVICE, ACCOUNTING SERVICES, TAX PREPARATION SERVICE, PUBLIC ACCOUNTING SERVICES AND FINANICAL PLANNING ADVICE. 999 NINTH STREET SOUTH, SUITE 202, NAPLES, FLORIDA 34102-8200 CERTIFIED PUBLIC ACCOUNTING FIRM. PRESIDENT/CERTIFIED PUBLIC ACCOUNTANT. START DATE: FEBRUARY 17, 1998. APPROXIMATELY 300 HOURS/MONTH. APPROXIMATELY 35 HOURS/MONTH. MANAGE, SUPERVISE CERTIFIED PUBLIC ACCOUNTING FIRM.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James William Walker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 1999 - Present

JAMES W. WALKER, P.A.

Office #1: 3960 Radio Road Suite 201, Naples, FL 34104-3746

RIA

CRD#: 110863

Naples, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/18/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

JAMES W. WALKER, P.A.

CRD#: 110863 / SEC#:

Florida

Registered Investment Advisory firm - (2/18/1999 Approved)

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Contact information

Main Address

3960 Radio Road Suite 201, Naples, FL 34104-3746

Mailing Address

Phone number

(239) 649-5588

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 3,283,997

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James W. Walker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James William Walker's CRS (Customer Relationship Summary).

Certified licenses

Experience

JAMES W. WALKER, P.A.

State Registrations and Notice Filings

Exams

Current Firm

JAMES W. WALKER, P.A.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JAMES W. WALKER, P.A.

TRUST BUT VERIFY

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