Kevin M. Donahue
Professional summary
Kevin Michael Donahue, who also goes by Kevin Michael Donahue, is a registered financial professional currently at NUVEEN SECURITIES, LLC located in Chicago, Illinois.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2006. Kevin has worked at 8 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Michael Donahue's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2024 - Present
NUVEEN SECURITIES, LLC
Office #1: 333 West Wacker Drive, Chicago, IL 60606-1286September 6, 2022 - December 21, 2022
FORESIDE FINANCIAL SERVICES, LLC
July 15, 2011 - October 17, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 15, 2011 - October 17, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 2, 2009 - July 15, 2011
THRIVENT INVESTMENT MANAGEMENT INC.
March 20, 2009 - July 15, 2011
THRIVENT INVESTMENT MANAGEMENT INC.
June 23, 2008 - October 9, 2008
ZACKS INVESTMENT MANAGEMENT, INC.
April 9, 2007 - April 9, 2008
GUGGENHEIM INVESTMENTS
September 25, 2006 - April 9, 2008
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/5/2022
General Securities Representative ExaminationFINRA
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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