SR
Samuel R. Reid
CHARTER OAK CAPITAL MANAGEMENT
Portsmouth, NH 03801
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CRD#: 5209980
SR
Professional summary
Samuel Richardson Reid III, CFP® is a registered financial advisor currently at CHARTER OAK CAPITAL MANAGEMENT located in Portsmouth, New Hampshire.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Samuel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. STRAFFORD ECONOMIC DEVELOPMENT CORP.;NON INVESTMENT RELATED. ADDRESS IS 100 MAIN STREET, DOVER, NH 03820. NATURE OF BUSINESS IS ECONOMIC DEVELOPMENT CORPORATION IN WHICH I HOLD THE TITLE VICE PRESIDENT & DIRECTOR. I DEVOTE APPROXIMATELY 4 HRS/MONTH WITH 2HRS/MONTH DURING SECURITIES HOURS. I AM PART OF THE EXECUTIVE BOARD WHICH HAS RESPONSIBILITY FOR OVERSIGHT OF THE EXECUTIVE DIRECTOR. 2. SOUTHEAST LAND TRUST OF NEW HAMPSHIRE;NON INVESTMENT RELATED THE ADDRESS IS 247 N. RIVER ROAD, EPPING NH 03042. THE NATURE OF THE BUSINESS IS A LAND TRUST, WHICH I HOLD THE TITLE OF BOARD MEMBER. I DEVOTE 20-25HRS/MONTH; 10HRS/MONTH DURING SECURITIES HOURS. THE ORGANIZATION PROTECTS OPEN SPACE IN SOUTHEAST NH. 3.FOREVER FARMS, LLC, MANAGER, INVESTMENT RELATED: NO, 247 N. RIVER ROAD EPPING NH 03042, MANAGER OF A NH LLC OWNED BY SOUTHEAST LAND TRUST OF NH. THE NATURE OF THE BUSINESS IS TO OWN AND MANAGE LAND FOR FARMING PURPOSES (BY THIRD PARTIES), OVERSEE THE OPERATION OF THE LLC, START DATE: 2022-09-01, HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: .50, HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 1, PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0. 4. FLEXIBILITY FOR THE FUTURE, LLC, MANAGER, INVESTMENT RELATED: NO, 247 N. RIVER ROAD EPPING NH 03042, MANAGER OF A NH LLC OWNED BY SOUTHEAST LAND TRUST OF NH. THE NATURE OF THE BUSINESS IS TO OWN AND MANAGE LAND FOR FARMING PURPOSES (BY THIRD PARTIES), OVERSEE THE OPERATION OF THE LLC, START DATE: 2024-12-01, HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 2, HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 1, PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Richardson Reid III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
October 9, 2006 - Present
CHARTER OAK CAPITAL MANAGEMENT
Office #1: Two International Drive Suite 325, Portsmouth, NH 03801Office #2: 62 Portland Road Suite 37, Kennebunk, ME 04043RIA
CRD#: 120870
Portsmouth, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CO
CHARTER OAK CAPITAL MANAGEMENT
CHARTER OAK CAPITAL MANAGEMENT | TROIANO AND ASSOCIATES, INC. | TROIANO AND ASSOCIATES | TROIANAO AND ASSOCIATES | TODD MICHAEL CESCA | JEFFREY SCOTT TROIANO | GEORGE THURLOW | CHARTER OAK CAPITAL MANAGEMENT, LLC
CRD#: 120870 / SEC#: 801-64808
RIA
Registered Investment Advisory firm - (11/2/2005 Approved)Maine
Registered Investment Advisory firm - (12/31/2005 Terminated)Massachusetts
Registered Investment Advisory firm - (3/21/2006 Terminated)New Hampshire
Registered Investment Advisory firm - (12/31/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(3/13/2014)
IAR
New Hampshire(10/9/2006)
IAR
Texas(9/4/2015)
Current Firm
CO
CHARTER OAK CAPITAL MANAGEMENT
CHARTER OAK CAPITAL MANAGEMENT | TROIANO AND ASSOCIATES, INC. | TROIANO AND ASSOCIATES | TROIANAO AND ASSOCIATES | TODD MICHAEL CESCA | JEFFREY SCOTT TROIANO | GEORGE THURLOW | CHARTER OAK CAPITAL MANAGEMENT, LLC
CRD#: 120870 / SEC#: 801-64808
RIA
Registered Investment Advisory firm - (11/2/2005 Approved)Maine
Registered Investment Advisory firm - (12/31/2005 Terminated)Massachusetts
Registered Investment Advisory firm - (3/21/2006 Terminated)New Hampshire
Registered Investment Advisory firm - (12/31/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Two International Drive Suite 325, Portsmouth, NH 03801
Mailing Address
Phone number
(800) 646-5720
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,359 |
| AUM (Assets Under Management) | $ 1,419,829,350 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 |
Red Flags
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Company Information
CHARTER OAK CAPITAL MANAGEMENT
CRD#: 120870Portsmouth, NH 03801TRUST BUT VERIFY
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