Frank M. Fariss
Professional summary
Frank Marcus Fariss, who also goes by F Marcus Fariss, is a registered financial professional currently at FORVIS MAZARS CAPITAL ADVISORS, LLC located in Greensboro, North Carolina.
Frank is registered as a RR (Registered Representative) and started their career in finance in 2006. Frank has worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Marcus Fariss's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2022 - Present
FORVIS MAZARS CAPITAL ADVISORS, LLC
Office #1: 4161 Piedmont Parkway Suite 310, Greensboro, NC 27410December 5, 2006 - December 31, 2015
CARY STREET PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2023)
(10/6/2023)
(10/2/2023)
(9/21/2023)
(4/3/2023)
(4/4/2023)
(6/8/2023)
(4/5/2023)
(4/4/2023)
(4/3/2023)
(4/3/2023)
(7/18/2025)
(4/3/2023)
(4/1/2023)
(4/3/2023)
(9/22/2023)
(8/16/2023)
(1/23/2023)
(4/3/2023)
Exams
FINRA
Current Firm
FORVIS MAZARS CAPITAL ADVISORS, LLC
CRD#: 43427 / SEC#: , 8-50322
Contact information
FINRA licenses (27 States and Territories)
Documents
Red Flags
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Company Information
FORVIS MAZARS CAPITAL ADVISORS, LLC
CRD#: 43427Greensboro, NC 27410TRUST BUT VERIFY
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