Ashley A. Thompson
BENEDICT FINANCIAL ADVISORS
ATLANTA, GA 30328
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CRD#: 5208583
Professional summary
Ashley Armstrong Thompson, CFP®, who also goes by Ashley Lauren Armstrong, is a registered financial advisor currently at BENEDICT FINANCIAL ADVISORS, INC. located in Atlanta, Georgia and LPL FINANCIAL LLC located in Atlanta, Georgia.
Ashley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Ashley has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Retirement Income Management
Retirement Planning
Investment Planning
Insurance Planning
Comprehensive Financial Planni...
Estate Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Ashley Lauren Armstrong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 8/3/2007 - NON-VARIABLE INSURANCE - BENEDICT FINANCIAL GROUP, INC. - INDEPENDENT INSURANCE AGENCY SELLING FIXED INSURANCE PRODUCTS. - 6000 LAKE FOREST DR, STE 550, ALANTA, GA 30328 / 10% OF HOURS.
2. 2/8/2008 - REGISTERED INVESTMENT ADVISOR - BENEDICT FINANCIAL ADVISORS, INC. - RIA FOR FINANCIAL PLANNING. - ATLANTA, GA.
3. 6/15/2009 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - BENEDICT FINANCIAL - ATLANTA, GA.
4. 12/17/2012: OTHER - NOTARY - I AM A NOTARY PUBLIC WITH COBB COUNTY, GEORGIA. - TIME SPENT 1% - ATLANTA, GA.
5. 9/16/2014: REGISTERED INVESTMENT ADVISOR HYBRID - BENEDICT FINANCIAL ADVISORS, INC. - 140 HOURS PER MONTH/125 HOURS DURING TRADING - ATLANTA, GA.
CRS (Client Relationship Summary) - RIA
Click below to view Ashley Armstrong Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
February 15, 2008 - Present
BENEDICT FINANCIAL ADVISORS, INC.
Office #1: 6000 Lake Forrest Drive Suite 550, Atlanta, GA 30328RIA
CRD#: 116690
ATLANTA, GA
Current
August 29, 2007 - Present
LPL FINANCIAL LLC
Office #1: 6000 Lake Forrest Dr, Ste. 550, Atlanta, GA 30328RIA
BD
CRD#: 6413
Atlanta, GA
Past
December 5, 2007 - October 30, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BENEDICT FINANCIAL ADVISORS, INC.
BENEDICT FINANCIAL ADVISORS, INC. | BENEDICT FNANCIAL ADVISORS, INC.
CRD#: 116690 / SEC#: 801-77715
RIA
Registered Investment Advisory firm - (3/6/2013 Approved)Florida
Registered Investment Advisory firm - (2/5/2014 Terminated)Georgia
Registered Investment Advisory firm - (2/5/2014 Terminated)North Carolina
Registered Investment Advisory firm - (2/5/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(11/22/2007)
IAR
Georgia(2/15/2008)
IAR
Michigan(3/8/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BENEDICT FINANCIAL ADVISORS, INC.
BENEDICT FINANCIAL ADVISORS, INC. | BENEDICT FNANCIAL ADVISORS, INC.
CRD#: 116690 / SEC#: 801-77715
RIA
Registered Investment Advisory firm - (3/6/2013 Approved)Florida
Registered Investment Advisory firm - (2/5/2014 Terminated)Georgia
Registered Investment Advisory firm - (2/5/2014 Terminated)North Carolina
Registered Investment Advisory firm - (2/5/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6000 Lake Forrest Drive Suite 550, Atlanta, GA 30328-5901
Mailing Address
Phone number
(770) 671-8228
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 729 |
| AUM (Assets Under Management) | $ 474,950,483 |
Red Flags
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Company Information
BENEDICT FINANCIAL ADVISORS, INC.
CRD#: 116690Atlanta, GA 30328TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
