Lisa Lynn Picillo
CFP®Professional Summary
Lisa Lynn Picillo, CFP®, who also goes by Lisa Lynn Lavergne, Lisa Lynn Picillo, Lisa Picillo, Lisa Lynn Picillo, is a registered financial advisor currently at SPINNAKER ASSET MANAGEMENT INC. located in Warwick, Rhode Island and PURSHE KAPLAN STERLING INVESTMENTS located in Warwick, Rhode Island. Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Lisa has worked at 5 firms and has passed...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lisa Lynn Lavergne, Lisa Lynn Picillo, Lisa Picillo, Lisa Lynn Picillo
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
19 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SPINNAKER ASSET MANAGEMENT INC | SPINNAKER ASSET MANAGEMENT INC.
Contact Information
Main Address
250a Centerville Road Suite 2, Warwick, RI 02886Mailing Address
250a Centerville Road Suite 2, Warwick, RI 02886Phone Number
(401) 884-3210# of Employees
5Documents
Regulatory Assets Under Management
Total Number of Accounts
347AUM (Assets Under Management)
$45,456,070Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(6/26/2024)
(8/29/2023)
(12/17/2019)
(11/16/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Lisa Lynn Picillo's CRS (Customer Relationship Summary).
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