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JB

John T. Bradshaw

FOCUS SECURITIES LLC
Gainesville, VA 20155
Some features on this profile are disabled
CRD#: 5208480
JB

Professional summary


John Tryon Bradshaw JR., who also goes by John Tryon Bradshaw, is a registered financial professional currently at FOCUS SECURITIES LLC located in Gainesville, Virginia.

John is registered as a RR (Registered Representative) and started their career in finance in 2006. John has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John Tryon Bradshaw

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Tryon Bradshaw JR.'s CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 9, 2010 - Present

FOCUS SECURITIES LLC

Office #1: 7371 Atlas Walk Way #259, Gainesville, VA 20155
BD
CRD#: 150589
Gainesville, VA
Past

October 30, 2006 - March 5, 2010

WM. H. MURPHY & CO., INC.

BD
CRD#: 27274
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/13/2024)
RR
Indiana
(8/26/2024)
RR
Oklahoma
(5/5/2025)
RR
Oregon
(4/12/2010)

Exams


State Security Law Exam
RR
Series 63
Date: 11/14/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FS
FOCUS SECURITIES LLC
FOCUS SECURITIES LLC

CRD#: 150589 / SEC#: , 8-68273

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
7371 Atlas Walk Way #259, Gainesville, VA 20155
Mailing Address
7371 Atlas Walk Way #259, Gainesville, VA 20155
Phone number
(404) 557-1045
Established
Georgia since 03/23/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (46 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
FOCUS HOLDINGS USA, INC.OWNER
BEARD, ROBERT GLENNPRESIDENT, CEO, CHIEF COMPLIANCE OFFICER5771682
THOMPSON, RICHARD FRANK JR.FINOP, ER

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FOCUS SECURITIES LLC

CRD#: 150589Gainesville, VA 20155

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