Sujata B. Kadia
Professional summary
Sujata Bose Kadia, who also goes by Sujata Bose, is a registered financial professional currently at EQUITYZEN SECURITIES LLC located in New York, New York.
Sujata is registered as a RR (Registered Representative) and started their career in finance in 2007. Sujata has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sujata Bose Kadia's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2017 - Present
EQUITYZEN SECURITIES LLC
Office #1: 30 Broad Street, Suite 1200, New York, NY 10004February 11, 2016 - March 1, 2017
TRITOWER REAL ESTATE CAPITAL, LLC
February 10, 2016 - December 10, 2021
UNLU SECURITIES INC.
July 2, 2015 - November 30, 2015
ACF INTERNATIONAL INC.
June 18, 2014 - December 3, 2015
GLOBEOP MARKETS LIMITED
January 2, 2014 - May 30, 2014
LWPARTNERS CAPITAL GROUP LLC
October 20, 2010 - August 5, 2011
CF GLOBAL TRADING, LLC
June 6, 2007 - January 6, 2009
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2024)
(2/23/2024)
(2/22/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
EQUITYZEN SECURITIES LLC
CRD#: 281820 / SEC#: , 8-69689
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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