Karen Velasco

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CRD#: 5207887

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Karen Velasco, who also goes by Karen Lilian^^ Ulloa ^^, Karen Lilian^^ Velasco ^^, Karen Velasco Ulloa, Karen Lilian Velasco VIgnola ^^, Karen Liliana Velasco Vignola, Karen Velasco-ulloa, was a registered financial professional .

Karen is a previously registered financial professional and started their career in finance in 2006. Karen had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 14, 2010 - March 13, 2017

STONEX INTERNATIONAL ADVISORS INC

RIA

CRD#: 153799

MIAMI, FL

Past

January 11, 2010 - March 27, 2017

STONEX INTERNATIONAL SECURITIES INC.

CRD#: 146667

MIAMI, FL

Past

July 29, 2008 - January 15, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MIAMI, FL

Past

July 25, 2008 - January 15, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MIAMI, FL

Past

July 27, 2007 - June 13, 2008

BULLTICK WEALTH MANAGEMENT, LLC

RIA

CRD#: 141588

MIAMI, FL

Past

August 31, 2006 - June 13, 2008

BULLTICK INVESTMENTS, LLC

CRD#: 139981

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEX INTERNATIONAL ADVISORS INC

INTERCAM ADVISORS, INC. | STONEX INTERNATIONAL ADVISORS INC

CRD#: 153799 / SEC#: 801-123538

RIA

Registered Investment Advisory firm - (3/25/2022 Approved)

Connecticut

Registered Investment Advisory firm - (5/3/2022 Terminated)

Florida

Registered Investment Advisory firm - (3/28/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/28/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/24/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/30/2006

General Securities Representative Examination

Current Firm

STONEX INTERNATIONAL ADVISORS INC

INTERCAM ADVISORS, INC. | STONEX INTERNATIONAL ADVISORS INC

CRD#: 153799 / SEC#: 801-123538

RIA

Registered Investment Advisory firm - (3/25/2022 Approved)

Connecticut

Registered Investment Advisory firm - (5/3/2022 Terminated)

Florida

Registered Investment Advisory firm - (3/28/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/28/2022 Terminated)

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Contact information

Main Address

1221 Brickell Avenue Suite 200, Miami, FL 33131

Mailing Address

Phone number

(305) 377-8008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTERCAM ADVISORS, INC. (11/3/2025)

FORM ADV PART 2B - VIDAURRI (9/24/2025)

FORM ADV PART 2B - NEALON (9/24/2025)

FORM ADV PART 2B - M CONS (8/12/2025)

FORM ADV PART 2B - G. ESPINOSA (8/12/2025)

FORM ADV PART 2B - J ALVARADO (8/12/2025)

FORM ADV 2 B-E TAMBORREL (7/16/2025)

FORM ADV PART 2 B- LUNA (3/10/2025)

FORM ADV PART 2B JCHAVEZ (3/10/2025)

FORM ADV PART 2B - RODRIGUEZ (3/10/2025)

FORM ADV PART 2B J GONZALEZ NARRO (3/10/2025)

FORM ADV PART 2B OCAMPO RAEDER (3/10/2025)

FORM ADV PART 2B ESIMON (3/10/2025)

FORM ADV PART 2 B: VICTORIA SANTAELLA (3/10/2025)

Regulatory assets under management

Total Number of Accounts	148
AUM (Assets Under Management)	$ 225,122,494

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Karen Velasco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STONEX INTERNATIONAL SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BULLTICK WEALTH MANAGEMENT, LLC

BULLTICK INVESTMENTS, LLC

Primary Firm SEC Registration

STONEX INTERNATIONAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/24/2007

SIE

Date: 3/27/2017

Series 7

Date: 8/30/2006

Current Firm

STONEX INTERNATIONAL ADVISORS INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEX INTERNATIONAL ADVISORS INC

TRUST BUT VERIFY

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