Jeffrey N. Welty

HEIRLOOM WEALTH MANAGEMENT LLC

Denver, CO 80209

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CRD#: 5207810

Professional summary

Jeffrey N Welty, CFP®, who also goes by Jeff N Welty, is a registered financial advisor currently at HEIRLOOM WEALTH MANAGEMENT LLC located in Denver, Colorado.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff N Welty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MANAGING MEMBER STRATUM WEALTH MANAGEMENT INC. NOT INVESTMENT RELATED. ENTITY USED FOR PROCESSING OF BOOKKEEPING AND PAYROLL. START DATE: 8/2020 1 HOUR/MO. 2. Insurance Agent, Various carriers. Colorado Residence Producer license. Life and health. Not investment related. 20 hours/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey N Welty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

January 9, 2021 - Present

HEIRLOOM WEALTH MANAGEMENT LLC

Office #1: 3200 Cherry Creek Drive South Suite 470, Denver, CO 80209

RIA

CRD#: 292277

Denver, CO

Past

February 18, 2013 - March 29, 2016

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

DENVER, CO

Past

September 16, 2008 - January 12, 2021

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

Past

September 14, 2006 - September 16, 2008

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HEIRLOOM WEALTH MANAGEMENT LLC

CRD#: 292277 / SEC#: 801-112707

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/13/2006

General Securities Representative Examination

Current Firm

HEIRLOOM WEALTH MANAGEMENT LLC

CRD#: 292277 / SEC#: 801-112707

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

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Contact information

Main Address

6400 S Fiddlers Green Circle Suite 1970, Greenwood Village, CO 80111

Mailing Address

Phone number

(720) 328-2877

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (8/19/2025)

Regulatory assets under management

Total Number of Accounts	1,800
AUM (Assets Under Management)	$ 614,050,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey N. Welty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey N Welty's CRS (Customer Relationship Summary).

Certified licenses

Experience

CURIAN CAPITAL, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

HEIRLOOM WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/2021

Series 63

Date: 9/18/2006

SIE

Date: 10/1/2018

Series 7

Date: 9/13/2006

Current Firm

HEIRLOOM WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HEIRLOOM WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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