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JL

John Charles Layfield

CRD# 5207698·Registered 2006 - 2013
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Charles Layfield, who also goes by Bradshaw, John Hawk, Jbl, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2006 - 2013. John had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bradshaw, John Hawk, Jbl

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

MEREDITH WHITNEY SECURITIES, LLC·CRD# 110665
BD
New York, NY
January 5, 2010 - August 28, 2013
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
New York, NY
November 21, 2006 - January 5, 2010

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Current Firm

MW
MEREDITH WHITNEY SECURITIES, LLC

JEFFERIES PARTNERS OPPORTUNITY FUND IV, LLC | SEEGAL BENSON LEUCADIA SECURITIES, LLC | MEREDITH WHITNEY SECURITIES, LLC

CRD#: 110665 / SEC#: 8-53145
BD
Terminated by SEC on 10/27/2013

Contact Information

Established

Delaware since 01/17/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MEREDITH WHITNEY ADVISORY GROUP, LLCMEMBER149900
HURD, JONATHAN SCOTTFINOP4159864
WHITNEY, MEREDITH ANNCEO AND CCO2386251

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2007About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2011About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JL
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