Christopher J. Calvert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Calvert, who also goes by Christopher James Calvert, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2006. Christopher had worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2024 - December 19, 2024
CUATRO CAPITAL SECURITIES LLC
March 17, 2023 - August 12, 2024
STONEHAVEN, LLC
September 25, 2020 - March 15, 2023
SHARENETT SECURITIES LLC
October 29, 2018 - July 22, 2019
GAR WOOD SECURITIES, LLC
March 13, 2018 - October 17, 2018
COINBASE CAPITAL MARKETS CORP
March 21, 2016 - November 27, 2017
INTEGRATED ADVISORS NETWORK LLC
March 24, 2014 - March 9, 2018
GAR WOOD SECURITIES, LLC
September 24, 2013 - March 25, 2014
B. RILEY & CO., LLC
September 24, 2013 - March 25, 2014
B. RILEY & CO., LLC
January 4, 2012 - September 16, 2013
COWEN PRIME SERVICES LLC
August 3, 2011 - September 16, 2013
COWEN PRIME SERVICES LLC
December 9, 2010 - January 5, 2011
SRT SECURITIES LLC
October 25, 2006 - August 16, 2011
ALARIS TRADING PARTNERS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CUATRO CAPITAL SECURITIES LLC
CRD#: 328082 / SEC#: , 8-71161
Contact information
FINRA licenses (20 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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