Karen W. Hagopian

COMPASS POINT RESEARCH & TRADING

Washington, DC 20007

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CRD#: 5207045

Professional summary

Karen Whitney Hagopian, who also goes by K Whitney Stanco, Karen Whitney Stanco, Whitney Stanco, is a registered financial professional currently at COMPASS POINT RESEARCH & TRADING, LLC located in Washington, District Of Columbia.

Karen is registered as a RR (Registered Representative) and started their career in finance in 2006. Karen has worked at 6 firms and has passed the Series 7TO, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

K Whitney Stanco | Karen Whitney Stanco | Whitney Stanco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Karen Whitney Hagopian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2024 - Present

COMPASS POINT RESEARCH & TRADING, LLC

Office #1: 1055 Thomas Jefferson Street, Nw Suite 303, Washington, DC 20007

CRD#: 126258

Washington, DC

Past

November 18, 2011 - October 20, 2015

GUGGENHEIM SECURITIES, LLC

CRD#: 40638

WASHINGTON, DC

Past

November 1, 2010 - November 2, 2010

COWEN PRIME SERVICES LLC

CRD#: 153397

WASHINGTON, DC

Past

November 1, 2010 - December 1, 2011

MF GLOBAL INC.

CRD#: 6731

WASHINGTON, DC

Past

May 27, 2009 - November 2, 2010

SANDERS MORRIS LLC

CRD#: 20580

WASHINGTON, DC

Past

November 7, 2006 - March 12, 2009

STANFORD GROUP COMPANY

CRD#: 39285

WASHINGTON, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(8/16/2024)

Exams

General Industry/Product Exam

Series 7TO

Date: 8/16/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/26/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 4/12/2007

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 4/11/2007

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 11/6/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COMPASS POINT RESEARCH & TRADING, LLC

COMPASS POINT | COMPASS POINT RESEARCH & TRADING, LLC

CRD#: 126258 / SEC#: , 8-65866

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1055 Thomas Jefferson Street, Nw Suite 303, Washington, DC 20007

Mailing Address

1055 Thomas Jefferson Street, Nw Suite 303, Washington, DC 20007

Phone number

(202) 540-7300

Established

Delaware since 01/25/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (33 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SOONER HOLDINGS, LLC	HOLDING COMPANY
DOERR, MANDY MULLER	FINANCIAL AND OPERATIONS PRINCIPAL (FINOP)	4988605
DREYER, SCOTT ERIC	EXECUTIVE CHAIRMAN	717434
GRANT, KEVIN STEWART	CHIEF COMPLIANCE OFFICER	6383394
HAYES, BURKE FROST JR	CEO	3211858
NEALON, CHRISTOPHER ALLEN	CHIEF OPERATING OFFICER	2447167
NICOLL, ROBERT ANDREW	MEMBER	2826685
SHEEDY, THOMAS WILLIAM	MEMBER	1777044

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Karen W. Hagopian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Karen Whitney Hagopian's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUGGENHEIM SECURITIES, LLC

COWEN PRIME SERVICES LLC

MF GLOBAL INC.

SANDERS MORRIS LLC

STANFORD GROUP COMPANY

State Registrations and Notice Filings

Exams

Series 7TO

Date: 8/16/2024

SIE

Date: 7/26/2024

Series 86

Date: 4/12/2007

Series 87

Date: 4/11/2007

Series 7

Date: 11/6/2006

FINRA

Current Firm

COMPASS POINT RESEARCH & TRADING, LLC

Contact information

FINRA licenses (33 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

COMPASS POINT RESEARCH & TRADING, LLC

TRUST BUT VERIFY

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