Ara W. Jabrayan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ara W Jabrayan, who also goes by Ara Waroujan Jabrayan, was a registered financial professional .
Ara is a previously registered financial professional and started their career in finance in 2006. Ara had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2023 - December 31, 2023
PALM WEALTH PARTNERS
August 3, 2012 - January 28, 2021
SPRINGTRU, LLC
July 17, 2009 - February 2, 2010
GLOBALCLEAR INVESTMENT & DEPOSITORY LLC
October 17, 2006 - August 6, 2010
STUART ADVISORY GROUP LLC
Primary Firm SEC Registration
PALM WEALTH PARTNERS
CRD#: 323361 / SEC#: 801-131285
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
PALM WEALTH PARTNERS
CRD#: 323361 / SEC#: 801-131285
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,066 |
| AUM (Assets Under Management) | $ 132,073,268 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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