Wenhai Tu

FORTUNENAVI CAPITAL

Fairfax, VA 22030

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CRD#: 5205192

Professional summary

Wenhai Tu is a registered financial advisor currently at FORTUNENAVI CAPITAL INC. located in Fairfax, Virginia.

Wenhai is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Wenhai has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wenhai Tu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2019 - Present

FORTUNENAVI CAPITAL INC.

Office #1: 3905 Railroad Ave #202s, Fairfax, VA 22030

RIA

CRD#: 299093

Fairfax, VA

Past

October 4, 2006 - October 16, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(4/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/7/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/3/2006

General Securities Representative Examination

Current Firm

FORTUNENAVI CAPITAL INC.

CRD#: 299093 / SEC#:

Virginia

Registered Investment Advisory firm - (4/9/2019 Approved)

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Contact information

Main Address

3905 Railroad Ave #202s, Fairfax, VA 22030

Mailing Address

P.o.box 59657, Potomac, MD 20859

Phone number

(347) 393-4230

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Wenhai Tu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wenhai Tu's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNENAVI CAPITAL INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/2018

Series 63

Date: 10/7/2006

Series 7

Date: 10/3/2006

Current Firm

FORTUNENAVI CAPITAL INC.

Contact information

Documents

Red Flags

Company Information

FORTUNENAVI CAPITAL INC.

TRUST BUT VERIFY

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