Paul A. Gullo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul A Gullo was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2009. Paul had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2015 - December 17, 2015
LEGEND SECURITIES, INC.
May 7, 2015 - May 21, 2015
LAIDLAW & COMPANY (UK) LTD.
April 29, 2015 - May 29, 2015
SPARTAN CAPITAL SECURITIES, LLC
October 27, 2014 - April 22, 2015
ALEXANDER CAPITAL, L.P.
April 23, 2014 - October 28, 2014
CAPE SECURITIES INC.
February 12, 2013 - June 26, 2013
CAPE SECURITIES INC.
May 6, 2011 - September 9, 2011
J.P. TURNER & COMPANY, L.L.C.
April 10, 2009 - September 24, 2009
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGEND SECURITIES, INC.
CRD#: 44952 / SEC#: , 8-50886
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
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