David J. Svrcek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David J Svrcek, who also goes by David Jason Svrcek, David Svrcek, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2006. David had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2020 - June 30, 2022
WEALTHFORGE SECURITIES, LLC
June 20, 2018 - January 22, 2019
MML INVESTORS SERVICES, LLC
January 26, 2017 - October 19, 2018
BROKER DEALER FINANCIAL SERVICES CORP.
September 3, 2015 - October 11, 2016
EMPOWER FINANCIAL SERVICES, INC.
October 16, 2008 - March 13, 2015
KESTRA INVESTMENT SERVICES, LLC
July 5, 2007 - December 31, 2007
PLANMEMBER SECURITIES CORPORATION
November 14, 2006 - December 31, 2007
PLANMEMBER SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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