Tyler B. Polk
Professional summary
Tyler B Polk MR., who also goes by Tyler B Polk, is a registered financial advisor currently at FIDUCIENT ADVISORS LLC located in Windsor, Connecticut.
Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Tyler has worked at 4 firms and has passed the Series 65, Series 66, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tyler B Polk MR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2021 - Present
FIDUCIENT ADVISORS LLC
Office #1: 100 Northfield Drive, Windsor, CT 06095May 13, 2011 - December 31, 2020
FIDUCIARY INVESTMENT ADVISORS, LLC
January 26, 2010 - April 18, 2011
M HOLDINGS SECURITIES, INC.
January 9, 2009 - April 18, 2011
M HOLDINGS SECURITIES, INC.
November 7, 2006 - November 18, 2008
HIMCO DISTRIBUTION SERVICES COMPANY
Primary Firm SEC Registration
FIDUCIENT ADVISORS LLC
CRD#: 106720 / SEC#: 801-48820
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/12/2021)
Exams
Current Firm
FIDUCIENT ADVISORS LLC
CRD#: 106720 / SEC#: 801-48820
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,150 |
| AUM (Assets Under Management) | $ 67,638,977,771 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/30/2024 | ||
| 11/14/2023 | ||
| 01/23/2023 |
Red Flags
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