David J. Lampe

LAMPE FINANCIAL GROUP LLC

Lakewood, CO

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CRD#: 5204930

Professional summary

David Jason Lampe, who also goes by Jason Lampe, is a registered financial advisor currently at LAMPE FINANCIAL GROUP LLC located in Lakewood, Colorado.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Lampe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OWNER, VIDAMOBILITY.COM, SINCE 2010, nature is mobile office consulting. - Not investment related 2) PARTNER, LTT PROPERTIES, LLC; SINCE 2016; RENTAL PROPERTY IN COLORADO. HOURS ARE INFREQUENT AND GENERALLY NOT DURING THE MARKET. Not investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jason Lampe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2023 - Present

LAMPE FINANCIAL GROUP LLC

RIA

CRD#: 328129

Lakewood, CO

Past

January 13, 2017 - December 31, 2023

SOWELL MANAGEMENT

RIA

CRD#: 127145

Lakewood, CO

Past

November 11, 2014 - April 13, 2017

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

NEW YORK, NY

Past

January 30, 2013 - November 11, 2014

ALLEGHENY INVESTMENTS, LTD.

RIA

CRD#: 7597

NEW YORK, NY

Past

September 29, 2006 - November 11, 2014

ALLEGHENY INVESTMENTS, LTD.

CRD#: 7597

PITTSBURGH, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/13/2023)

IAR

Ohio
(11/20/2023)

IAR

Pennsylvania
(11/17/2023)

IAR

Texas
(10/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/29/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/11/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/28/2006

General Securities Representative Examination

Current Firm

LAMPE FINANCIAL GROUP LLC

CRD#: 328129 / SEC#:

Colorado

Registered Investment Advisory firm - (10/13/2023 Approved)

Louisiana

Registered Investment Advisory firm - (10/1/2025 Terminated)

Ohio

Registered Investment Advisory firm - (11/20/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (11/17/2023 Approved)

Texas

Registered Investment Advisory firm - (10/25/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Littleton, CO

Mailing Address

7555 W Amherst Avenue #27661, Denver, CO 80227

Phone number

(646) 736-2575

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 46,914,725

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David J. Lampe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jason Lampe's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAMPE FINANCIAL GROUP LLC

SOWELL MANAGEMENT

CONCERT WEALTH MANAGEMENT

ALLEGHENY INVESTMENTS, LTD.

ALLEGHENY INVESTMENTS, LTD.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/29/2008

SIE

Date: 11/11/2014

Series 7

Date: 9/28/2006

Current Firm

LAMPE FINANCIAL GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LAMPE FINANCIAL GROUP LLC

TRUST BUT VERIFY

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