Abram J. Shearer

STRATEGENT FINANCIAL

Harrisonburg, VA 22801

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CRD#: 5204820

Professional summary

Abram Joshua Shearer, CFP®, who also goes by Abe Joshua Shearer, is a registered financial advisor currently at STRATEGENT FINANCIAL, LLC located in Harrisonburg, Virginia.

Abram is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Abram has worked at 3 firms and has passed the Series 65, Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Abe Joshua Shearer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Abram Joshua Shearer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

December 7, 2015 - Present

STRATEGENT FINANCIAL, LLC

Office #1: 185 Neff Avenue Suite 102, Harrisonburg, VA 22801

RIA

CRD#: 148173

Harrisonburg, VA

Past

July 16, 2010 - January 19, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HARRISONBURG, VA

Past

July 15, 2010 - January 19, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HARRISONBURG, VA

Past

January 6, 2010 - July 9, 2010

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

July 9, 2007 - December 11, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HARRISONBURG, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGENT FINANCIAL, LLC

STRATEGENT FINANCIAL | STRATEGENT FINANCIAL, LLC

CRD#: 148173 / SEC#: 801-112356

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

Virginia

Registered Investment Advisory firm - (1/29/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/2/2020)

IAR

Virginia
(12/7/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/24/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/7/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/11/2008

General Securities Principal Examination

Current Firm

STRATEGENT FINANCIAL, LLC

STRATEGENT FINANCIAL | STRATEGENT FINANCIAL, LLC

CRD#: 148173 / SEC#: 801-112356

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

Virginia

Registered Investment Advisory firm - (1/29/2018 Terminated)

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Contact information

Main Address

185 Neff Avenue Suite 102, Harrisonburg, VA 22801

Mailing Address

Phone number

(540) 437-1222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRATEGENT FORM ADV PART 2A (3/14/2025)

Regulatory assets under management

Total Number of Accounts	129
AUM (Assets Under Management)	$ 297,357,346

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Abram J. Shearer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Abram Joshua Shearer's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

EQUITY SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

STRATEGENT FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/2015

Series 66

Date: 8/24/2007

Series 7

Date: 7/7/2007

Series 24

Date: 2/11/2008

Current Firm

STRATEGENT FINANCIAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGENT FINANCIAL, LLC

TRUST BUT VERIFY

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