Patricia A. Lloyd

ARDENT WEALTH MANAGEMENT

SCOTTSDALE, AZ 85254

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CRD#: 5204742

Professional summary

Patricia Ann Lloyd, CFP®, who also goes by Pat Lloyd, Patricia A Lloyd, Patricia A. Tisdell, Patricia Ann Tisdell, is a registered financial advisor currently at ARDENT WEALTH MANAGEMENT located in Scottsdale, Arizona.

Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Patricia has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pat Lloyd | Patricia A Lloyd | Patricia A. Tisdell | Patricia Ann Tisdell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance Agent; Crosswise Insurance Agency; 14555 N Scottsdale Rd, Suite 320, Scottsdale, AZ 85254 ; Since 09/2018; Investment related; Ownership interest; Approximately 15 hours spent per month 2. Patricia is dually-registered with Ardent Wealth Management and Lifeworks Advisors, LLC. Patricia has served as an investment advisor representative for Ardent Wealth Management since 11/2024 and an investment advisor representative with Lifeworks Advisors, LLC since 1/2023. Business is conducted from 14555 N Scottsdale Rd, Suite 320, Scottsdale, AZ 85254. Approximately 70% of Patricia's time is for services as an investment advisor representative. 3. President; External Executive Team, LLC; 14555 N Scottsdale Rd, Suite 320, Scottsdale, AZ 85254; Since 06/2017; Non-investment related; Ownership interest; Approximately 25 hours spent per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Ann Lloyd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 8, 2024 - Present

ARDENT WEALTH MANAGEMENT

Office #1: 14555 N Scottsdale Rd Suite 320, Scottsdale, AZ 85254

RIA

CRD#: 332593

SCOTTSDALE, AZ

Past

January 9, 2023 - January 15, 2025

LIFEWORKS ADVISORS, LLC

RIA

CRD#: 288255

Scottsdale, AZ

Past

December 18, 2018 - April 5, 2023

ARDENT WEALTH MANAGEMENT INC.

RIA

CRD#: 169080

SCOTTSDALE, AZ

Past

July 5, 2016 - January 11, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

PHOENIX, AZ

Past

July 5, 2016 - January 11, 2019

LPL FINANCIAL LLC

CRD#: 6413

PHOENIX, AZ

Past

June 30, 2014 - July 7, 2016

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

SCOTTSDALE, AZ

Past

November 15, 2013 - July 7, 2016

NATIONAL PLANNING CORPORATION

CRD#: 29604

SCOTTSDALE, AZ

Past

October 29, 2013 - December 31, 2014

ARDENT WEALTH MANAGEMENT INC.

RIA

CRD#: 169080

SCOTTSDALE, AZ

Past

January 12, 2012 - January 17, 2014

PRISM FINANCIAL CONCEPTS

RIA

CRD#: 159382

SCOTTSDALE, AZ

Past

June 19, 2008 - August 1, 2012

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SCOTTSDALE, AZ

Past

June 19, 2008 - December 13, 2013

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SCOTTSDALE, AZ

Past

September 18, 2006 - June 26, 2008

CETERA ADVISORS LLC

RIA

CRD#: 10299

SCOTTSDALE, AZ

Past

September 13, 2006 - June 26, 2008

CETERA ADVISORS LLC

CRD#: 10299

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(11/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/14/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/6/2009

General Securities Principal Examination

Current Firm

ARDENT WEALTH MANAGEMENT

ARDENT WEALTH MANAGEMENT | ARDENT WEALTH MANAGEMENT INC.

CRD#: 332593 / SEC#:

Arizona

Registered Investment Advisory firm - (11/8/2024 Approved)

Michigan

Registered Investment Advisory firm - (12/5/2024 Approved)

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Contact information

Main Address

14555 N Scottsdale Rd Suite 320, Scottsdale, AZ 85254

Mailing Address

Phone number

(480) 382-3151

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Patricia A. Lloyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Ann Lloyd's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFEWORKS ADVISORS, LLC

ARDENT WEALTH MANAGEMENT INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

ARDENT WEALTH MANAGEMENT INC.

PRISM FINANCIAL CONCEPTS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/14/2006

SIE

Date: 10/1/2018

Series 7

Date: 9/12/2006

Series 24

Date: 3/6/2009

Current Firm

ARDENT WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

ARDENT WEALTH MANAGEMENT

TRUST BUT VERIFY

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