Raymond W. Johns

THE NORDEN GROUP LLC

Provo, UT 84604

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CRD#: 5204684

Professional summary

Raymond Wilhelm Johns, who also goes by Ray Johns, is a registered financial advisor currently at THE NORDEN GROUP LLC located in Provo, Utah.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Raymond has worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ray Johns

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 07/2018- PRESENT; THE NORDEN GROUP; INVESTMENT RELATED;MARKETING NAME USED WHEN OFFERING ADVISORY, FIXED AND ANNUITY AND LIFE INSURANCE 2. 10/2017- PRESENT; TOWNSQUARE CAPITAL; INVESTMENT ADVISORY REPRESENTATIVE WITH ADVISORY FIRM OFFERING FEE BASED SERVICES 3. UTAH VALLEY UNIVERSITY; NON-INVESTMENT RELATED; UTAH VALLEY UNIVERSITY CAMPUS; NON-PROFIT ORGANIZATION; BOARD MEMBER; 01/2016; 1% DURING BUSINESS HOURS; SERVE ON A VOLUNTEER BOARD FOR THE UNIVERSITY FOR GIFT PLANNING, ATTEND MEETINGS QUARTERLY, PROMOTE UNIVERSITY 4. LAZY BEAR LODGE, LLC; NO; 1381 E 1350 N MAPLETON, UT 84664; RENTAL CABIN; MANAGING MEMBER; LLC JOINT OWNED WITH SPOUSE; 09/2023; 1 HOUR/MONTH; NONE; MONTHLY INCOME, CHECKING ON CABIN. 5. DUCK CREEK RIDGE OWNERS ASSOCIATION; NO; HC 82 PO BOX 2705 DUCK CREEK VILLAGE, UT 84762; HOA; PRESIDENT; 6/2024 4 HOURS/MONTH; NONE; OVERSEE THE FELLOW BOARD MEMBERS; HOLD QUARTERLY ZOOM MEETINGS; DIRECT THE FULLTIME SECRETARY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Wilhelm Johns's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2023 - Present

THE NORDEN GROUP LLC

Office #1: 5255 N Edgewood Drive Suite 225, Provo, UT 84604

RIA

CRD#: 323988

Provo, UT

Past

April 1, 2019 - December 31, 2022

DFPG INVESTMENTS, LLC

CRD#: 155576

Provo, UT

Past

November 19, 2018 - March 28, 2019

ALLEGIS INVESTMENT SERVICES, LLC

CRD#: 168557

Provo, UT

Past

October 3, 2017 - June 28, 2023

TOWNSQUARE CAPITAL, LLC

RIA

CRD#: 288576

Provo, UT

Past

July 29, 2015 - October 6, 2017

ALLEGIS INVESTMENT ADVISORS, LLC

RIA

CRD#: 157314

PROVO, UT

Past

July 29, 2015 - December 31, 2017

ALLEGIS INVESTMENT SERVICES, LLC

CRD#: 168557

provo, UT

Past

May 28, 2010 - August 10, 2015

ONEAMERICA SECURITIES, INC.

CRD#: 4173

OREM, UT

Past

February 8, 2010 - August 10, 2015

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

OREM, UT

Past

October 3, 2007 - October 21, 2009

INSPHERE SECURITIES, INC.

RIA

CRD#: 136433

SALT LAKE CITY, UT

Past

December 4, 2006 - October 3, 2007

ALLEGIS ADVISORS, INC.

RIA

CRD#: 131242

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE NORDEN GROUP LLC

CRD#: 323988 / SEC#: 801-127137

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(3/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/4/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/1/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/27/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE NORDEN GROUP LLC

CRD#: 323988 / SEC#: 801-127137

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

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Contact information

Main Address

5255 N Edgewood Drive Suite 225, Provo, UT 84604

Mailing Address

Phone number

(801) 331-5511

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE NORDEN GROUP LLC ADV BROCHURE (7/15/2025)

Regulatory assets under management

Total Number of Accounts	3,913
AUM (Assets Under Management)	$ 1,739,496,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Raymond W. Johns

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Wilhelm Johns's CRS (Customer Relationship Summary).

Certified licenses

Experience

DFPG INVESTMENTS, LLC

ALLEGIS INVESTMENT SERVICES, LLC

TOWNSQUARE CAPITAL, LLC

ALLEGIS INVESTMENT ADVISORS, LLC

ALLEGIS INVESTMENT SERVICES, LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

INSPHERE SECURITIES, INC.

ALLEGIS ADVISORS, INC.

Primary Firm SEC Registration

THE NORDEN GROUP LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/4/2010

Series 65

Date: 12/1/2006

SIE

Date: 12/31/2017

Series 6

Date: 5/27/2010

Current Firm

THE NORDEN GROUP LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE NORDEN GROUP LLC

TRUST BUT VERIFY

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