Yunchang Qiu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yunchang Qiu, who also goes by Ian Qiu, Yunchang I Qiu, was a registered financial professional .
Yunchang is a previously registered financial professional and started their career in finance in 2006. Yunchang had worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2022 - September 8, 2025
CICC US SECURITIES, INC.
September 30, 2015 - February 21, 2017
BLACKROCK INVESTMENTS, LLC
June 14, 2011 - September 15, 2015
CREDIT SUISSE SECURITIES (USA) LLC
July 26, 2010 - June 27, 2011
CITADEL SECURITIES LLC
December 19, 2006 - July 16, 2010
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 8/25/2022
General Securities Representative ExaminationSeries 79TO
Date: 8/20/2022
Investment Banking Registered Representative ExaminationCurrent Firm
CICC US SECURITIES, INC.
CRD#: 143221 / SEC#: , 8-67544
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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