PM
Peter T. Mcgrath
SETTER CAPITAL
Toronto, Ontario, M4W 3E2
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CRD#: 5204547
PM
Professional summary
Peter Thomas Mcgrath is a registered financial professional currently at SETTER CAPITAL INC. .
Peter is registered as a RR (Registered Representative) and started their career in finance in 2007. Peter has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 37, Series 14, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Peter Thomas Mcgrath's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2007 - Present
SETTER CAPITAL INC.
Office #1: 2 Bloor Street West Suite 1700, Toronto, Ontario, M4W 3E2Office #2: 2 Bloor Street West Suite 1700, Toronto, On, M4W 3E2BD
CRD#: 141652
Toronto, Ontario,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/9/2023)
RR
Arizona(3/22/2021)
RR
California(10/14/2020)
RR
Colorado(3/22/2021)
RR
Connecticut(1/6/2023)
RR
Delaware(1/26/2023)
RR
Florida(7/6/2021)
RR
Georgia(2/22/2021)
RR
Illinois(2/22/2023)
RR
Louisiana(1/5/2023)
RR
Maryland(1/5/2023)
RR
Massachusetts(3/18/2021)
RR
Michigan(1/21/2021)
RR
Minnesota(2/8/2021)
RR
Nevada(5/21/2021)
RR
New Hampshire(3/31/2021)
RR
New Jersey(3/29/2021)
RR
New York(3/22/2021)
RR
Ohio(3/22/2021)
RR
Oregon(1/20/2023)
RR
Pennsylvania(1/6/2021)
RR
Rhode Island(3/22/2021)
RR
South Carolina(1/21/2021)
RR
Texas(3/15/2021)
RR
Utah(1/4/2021)
RR
Virginia(1/11/2023)
RR
Wisconsin(5/8/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 37
Date: 9/5/2006
Canada Module of the General Securities Registered Representative (With Options Questions)Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 9/16/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SC
SETTER CAPITAL INC.
SETTER CAPITAL INC.
CRD#: 141652 / SEC#: , 8-67403
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
2 Bloor Street West Suite 1700, Toronto, Ontario, M4W 3E2
Mailing Address
2 Bloor Street West Suite 1700, Toronto, Ontario, M4W 3E2
Phone number
(416) 964-9555
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (27 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SETTER CAPITAL INC.
CRD#: 141652Toronto, Ontario, M4W 3E2TRUST BUT VERIFY
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