Dominic Russo

GALLAGHER FIDUCIARY ADVISORS

Rolling Meadows, IL 60008

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CRD#: 5204522

Professional summary

Dominic Russo, who also goes by Dom Russo, is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Rolling Meadows, Illinois and GBS RETIREMENT SERVICES, INC. located in Rolling Meadows, Illinois.

Dominic is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Dominic has worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dom Russo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

As an employee of Transamerica Financial Advisors, Inc., employees may perform home office functions for other business units.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominic Russo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2025 - Present

GALLAGHER FIDUCIARY ADVISORS, LLC

Office #1: 2850 Rolling Meadows, Rolling Meadows, IL 60008

RIA

CRD#: 146509

Rolling Meadows, IL

Current

May 14, 2025 - Present

GBS RETIREMENT SERVICES, INC.

Office #1: 2850 Golf Road 8th Floor, Rolling Meadows, IL 60008

RIA

CRD#: 34889

ROLLING MEADOWS, IL

Past

April 23, 2024 - May 5, 2025

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

CHALFONT, PA

Past

April 23, 2024 - May 5, 2025

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

April 1, 2024 - April 15, 2024

GROVE POINT ADVISORS, LLC

RIA

CRD#: 313171

Chalfont, PA

Past

December 7, 2023 - April 15, 2024

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

November 28, 2018 - April 15, 2024

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

Rockville, MD

Past

November 17, 2006 - October 25, 2018

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

HORSHAM, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509 / SEC#: 801-68868

RIA

Registered Investment Advisory firm - (3/17/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(5/14/2025)

IAR

Illinois
(5/19/2025)

Pennsylvania
(5/14/2025)

IAR

Pennsylvania
(5/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/29/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/27/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/16/2006

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/28/2016

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 4/25/2013

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509 / SEC#: 801-68868

RIA

Registered Investment Advisory firm - (3/17/2008 Approved)

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Contact information

Main Address

2850 Golf Road, Rolling Meadows, IL 60008

Mailing Address

Phone number

(212) 330-1011

Established

Firm type

Fiscal year end

# of Employees

221

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR RETAIL CLIENTS (4/22/2025)

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR INSTITUTIONAL CLIENTS (4/22/2025)

Regulatory assets under management

Total Number of Accounts	5,754
AUM (Assets Under Management)	$ 180,614,282,519

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dominic Russo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominic Russo's CRS (Customer Relationship Summary).

Certified licenses

Experience

GBS RETIREMENT SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

GROVE POINT ADVISORS, LLC

NEXT FINANCIAL GROUP, INC.

GROVE POINT INVESTMENTS, LLC

HORNOR, TOWNSEND & KENT, LLC

Primary Firm SEC Registration

GALLAGHER FIDUCIARY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/29/2024

Series 63

Date: 3/27/2019

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2015

Series 6

Date: 11/16/2006

Series 24

Date: 1/28/2016

Series 26

Date: 4/25/2013

FINRA

Current Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GALLAGHER FIDUCIARY ADVISORS, LLC

TRUST BUT VERIFY

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