Michael T. Calder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Thomas Calder, who also goes by Michael T Calder, Michael Thomas Calder, Michael Calder, Mike T Calder, Mike Thomas Calder, Mike Calder, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2007. Michael had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2021 - March 10, 2025
THE LEADERS GROUP, INC.
February 5, 2021 - July 7, 2021
WOODBURY FINANCIAL SERVICES, INC.
May 15, 2019 - July 31, 2020
CETERA ADVISORS LLC
December 14, 2018 - July 31, 2020
CETERA WEALTH SERVICES, LLC
February 28, 2018 - November 27, 2018
ONEAMERICA SECURITIES, INC.
May 1, 2015 - January 2, 2018
ALLIANZ LIFE FINANCIAL SERVICES, LLC
April 10, 2014 - May 13, 2015
VAN ECK SECURITIES CORPORATION
March 15, 2013 - January 6, 2014
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
August 19, 2011 - February 26, 2013
CURIAN CLEARING, LLC
October 20, 2010 - August 3, 2011
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
October 5, 2007 - May 8, 2009
STATE FARM VP MANAGEMENT CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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