TC
Timothy D. Collins
PTS BROKERAGE
WHITING, NJ
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CRD#: 5203939
TC
Professional summary
Timothy Daniel Collins is a registered financial advisor currently at PTS BROKERAGE, LLC located in Whiting, New Jersey.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Timothy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TIMOTHY D COLLINS TAX AND ACCOUNTING SERVICES- NOT INVESMENT RELATED. 1821 BALTIMORE AVE WHITING NJ 08759. POSITION: SOLE PROPRIETOR.DUTIES: PREPARE INDIVIDUAL TAX RETURNS AND SMALL BUSINESS ACCOUNTING. STARTED 8/1/08. APPROX HRS/MTH 40.# HRS/TRADING 40. 2. INVESTIGATIVE ALTERNATIVES - PO BOX 140 WHITING, NJ 08759-0140. NATURE: PRIVATE INVESTIGATIONS. NOT INVESTMENT RELATED. DUTIES: INVESTIGATOR/SOLE PROPRIETOR. STARTED: 8/11/10. APPROX HRS/MTH:22 12HRS DURING TRADE TIME. 3. CohnReznick LLP - 333 Thornall Street, Edison, NJ 08837. Nature: Field Monitoring. Not Investment Related. Duties: Meet with clients and conduct field monitoring. Duties: Senior Consultant. Started 02/08/2016. Hrs/Mo 130 & 130 during trading. 4. Continuity Operations Group, LLC - 7201 Warbler Lane, McLean, VA 22101-2016. Nature: Government Services. Not Investment Related. Duties: COG Associate. Duties: Address EMAP standards in accordance with designated procedures. Started 08/2021. Hrs/Mo 160 & 160 during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Daniel Collins's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy Daniel Collins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 29, 2009 - Present
PTS BROKERAGE, LLC
RIA
BD
CRD#: 119307
WHITING, NJ
Current
September 29, 2009 - Present
PTS BROKERAGE, LLC
Office #1: 125 Gaither Drive Suite C, Mount Laurel, NJ 08054RIA
BD
CRD#: 119307
Mount Laurel, NJ
Past
August 29, 2008 - October 14, 2009
GLEN EAGLE WEALTH, LLC
BD
CRD#: 124504
KINGSTON, NJ
Past
October 18, 2006 - August 14, 2008
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
TOMS RIVER, NJ
Past
October 4, 2006 - August 14, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
TOMS RIVER, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(9/29/2009)
IAR
New Jersey(9/29/2009)
IAR
Pennsylvania(1/7/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PTS BROKERAGE, LLC
PROFESSIONAL TRADING SERVICES BROKERAGE, LLC | PTS BROKERAGE, LLC
CRD#: 119307 / SEC#: , 8-65173
Delaware
Registered Investment Advisory firm - SEC (2/22/2024 Approved)Florida
Registered Investment Advisory firm - SEC (11/30/2011 Approved)Maryland
Registered Investment Advisory firm - SEC (4/29/2024 Approved)New Jersey
Registered Investment Advisory firm - SEC (6/25/2004 Approved)New York
Registered Investment Advisory firm - SEC (9/26/2011 Approved)North Carolina
Registered Investment Advisory firm - SEC (12/31/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (8/25/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
125 Gaither Drive 125 C Gaither Dr, Mt. Laurel, NJ 08054
Mailing Address
125 Gaither Drive Suite C, Mount Laurel, NJ 08054-1706
Phone number
(856) 802-9400
Established
New Jersey since 10/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
20
FINRA licenses (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 460 |
| AUM (Assets Under Management) | $ 106,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
