Jonathan S. Cooper

JOY EQUITY MANAGEMENT LLC | Financial Advisor

BOULDER, CO

Some features on this profile are disabled

CRD#: 5203579

Professional summary

Jonathan Scott Cooper, who also goes by Jon Cooper, Jonathan Cooper, is a registered financial advisor currently at JOY EQUITY MANAGEMENT LLC located in Boulder, Colorado.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jonathan has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 79 and Series 62 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Cooper | Jonathan Cooper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2. Motown Mountain, LLC; Investment related; 4011 Old Westbury Ct. Boulder, CO 80301; Real estate; Partner; 10/10/2021; 1 hour per month; 0 hours during trading hours; Member in a partnership that owns real estate.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Scott Cooper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2025 - Present

JOY EQUITY MANAGEMENT LLC

RIA

CRD#: 335009

BOULDER, CO

Past

March 28, 2023 - August 13, 2024

INTEGRITY ADVISORY SOLUTIONS

RIA

CRD#: 288817

Boulder, CO

Past

August 16, 2018 - March 14, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOULDER, CO

Past

June 26, 2018 - March 14, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOULDER, CO

Past

September 13, 2011 - February 8, 2013

ST. CHARLES CAPITAL, LLC

CRD#: 133685

DENVER, CO

Past

October 24, 2006 - February 3, 2009

GRANT THORNTON CORPORATE FINANCE, LLC

CRD#: 120129

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/15/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/3/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/26/2018

General Securities Representative Examination

General Industry/Product Exam

Series 79

Date: 9/12/2011

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 62

Date: 10/23/2006

Corporate Securities Limited Representative Examination

Current Firm

JOY EQUITY MANAGEMENT LLC

CRD#: 335009 / SEC#:

Colorado

Registered Investment Advisory firm - (5/28/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Boulder, CO

Mailing Address

2525 Arapahoe Ave., Unit E4-205, Boulder, CO 80302

Phone number

(720) 986-2569

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathan S. Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Scott Cooper's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ADVISORY SOLUTIONS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ST. CHARLES CAPITAL, LLC

GRANT THORNTON CORPORATE FINANCE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/15/2018

Series 63

Date: 10/3/2011

SIE

Date: 10/1/2018

Series 7

Date: 6/26/2018

Series 79

Date: 9/12/2011

Series 62

Date: 10/23/2006

Current Firm

JOY EQUITY MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

JOY EQUITY MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

Similar Advisors