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Kevin Thomas Smith

CFP®
FENIMORE ASSET MANAGEMENT
COBLESKILL, NY
·CRD# 5203521·20 years experience

Professional Summary

Kevin Thomas Smith, CFP® is a registered financial advisor currently at FENIMORE ASSET MANAGEMENT, INC. located in Cobleskill, New York and FENIMORE SECURITIES, INC. located in Cobleskill, New York. Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Kevin has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2012

Years of Experience

20 years in the financial services industry

Current & Past Employments

FENIMORE ASSET MANAGEMENT, INC.·CRD# 110946
RIA
384 North Grand Street, Cobleskill, NY 12043
October 24, 2018 - Present
FENIMORE SECURITIES, INC.·CRD# 104391
BD
1. 384 North Grand Street-box 399, Cobleskill, NY 120432. 142 Wolf Road, Albany, NY 12205
February 17, 2017 - Present

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Current Firm

FA
FENIMORE ASSET MANAGEMENT, INC.

FENIMORE ASSET MANAGEMENT, INC.

CRD#: 110946 / SEC#: 801-10429
RIA
Registered Investment Advisory firm - SEC (12/22/1974 Approved)

Contact Information

Main Address

384 North Grand Street, Cobleskill, NY 12043

Phone Number

(518) 234-4393

# of Employees

43

SEC notice filing (16 States and Territories)

Registered to provide investment advisory services in 16 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FENIMORE ASSET MANAGEMENT INC ADV PART 2A (1/2/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,192

AUM (Assets Under Management)

$5,409,761,045

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/16/2026Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Schenectady Community Foundation 251 State St. Schenectady, NY 12305, business is not investment related. Nature of business is non-profit community philanthropy. Position: Treasurer and member of Distribution Committee. Start Date: 4/17/2025, Devote <1 hour per week during trading hours. Duties include presentation of financial reports to Board of Trustees and assistance in decision making of grant requests. Schenectady Community Home Inc., 22 Glenview Drive, PO Box 2122, Scotia, NY 12302, business is not investment related. Nature of the business is Non-Profit Hospice Care Home. Position: Board Member. Start Date: September 2013. Devote approximately 2 hours per month, 0 hours per month during securities trading hours. Duties: Board Member; collaboratively working with other board members to execute the Schenectady Community Home's mission in the community. Estate Planning Council of Eastern New York, Inc., PO Box 11136, Loudonville, NY 12211-0136, business is not investment related, though the Council hosts guest speakers that speak on a variety of financial related topics to its members on a quarterly basis. Nature of the business is Non-Profit, professional membership board that provides educational programs to members. Position: President. Start date: 2012. Devote approximately 3 hours per month, 0 hours per month during securities trading hours. Duties: Collaborate with other board members to plan programs to members of the Council, maintain budget of the Council and execute the Council's mission in the community.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FENIMORE ASSET MANAGEMENT, INC.

FENIMORE ASSET MANAGEMENT, INC.

CRD#: 110946 / SEC#: 801-10429
RIA
Registered Investment Advisory firm - SEC (12/22/1974 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
Florida
(10/24/2018)
RR
New York
(3/24/2017)
IAR
New York
(7/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2017About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2006About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2017About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Kevin Thomas Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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