Michael H. Martin
Professional summary
Michael Hyde Martin is a registered financial professional currently at TRADINGBLOCK located in Chicago, Illinois.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Hyde Martin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2024 - Present
TRADINGBLOCK
Office #1: 311 S. Wacker Dr., Ste 1775, Chicago, IL 60606May 23, 2011 - May 27, 2021
TD AMERITRADE, INC.
May 26, 2010 - May 18, 2011
TD AMERITRADE, INC.
February 23, 2007 - May 26, 2010
BELLEVUE CHICAGO, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/15/2022
General Securities Representative ExaminationFINRA
Current Firm
TRADINGBLOCK
CRD#: 128605 / SEC#: , 8-66163
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIA HOLDINGS INC. | OWNER | |
| HEFFERNAN, THOMAS ROBERT | VP | 5538731 |
| HOEH, PHILLIP JOHN | CCO | 2231877 |
| MARTINO, GARY ANTHONY | VP | 1458334 |
| OGILVIE, DONAL SHANNON | COO | 2863275 |
| VANDERHOOF, JOEL MICHAEL | PRESIDENT - INVESTMENT BANKING | 4152196 |
| WALLACE, ROBERT DIRLAM | CFO | 4606185 |
| WICKERT, JERE THOMAS | CEO AND PRESIDENT | 2079719 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
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