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Michael Hyde Martin

TRADINGBLOCK
CHICAGO, IL
·CRD# 5203497·19 years experience

Professional Summary

Michael Hyde Martin is a registered financial advisor currently at TRADINGBLOCK located in Chicago, Illinois. Michael is registered as a RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

TRADINGBLOCK·CRD# 128605
BD
311 S. Wacker Dr., Ste 1775, Chicago, IL 60606
August 22, 2024 - Present
TD AMERITRADE, INC.·CRD# 7870
BD
Chicago, IL
May 23, 2011 - May 27, 2021
TD AMERITRADE, INC.·CRD# 7870
BD
Chicago, IL
May 26, 2010 - May 18, 2011
BELLEVUE CHICAGO, LLC·CRD# 106069
BD
Chicago, IL
February 23, 2007 - May 26, 2010

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Current Firm

TR
TRADINGBLOCK

AOS, INC. | TUBREAUXS WEALTH & LEGACY SOLUTIONS | TRADINGBLOCK | TRADING BLOCK | THE CUSICK GROUP | SHEIKH INVESTMENTS | MYIPO | MONEYBLOCK ASSET MANAGEMENT | MONEYBLOCK | MIDWEST CAPITAL RESOURCES, INC. | AOS, INC. DBA MONEYBLOCK

CRD#: 128605 / SEC#: 8-66163
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

311 S. Wacker Dr., Ste 1775 Ste 650, Chicago, IL 60606

Mailing Address

311 S. Wacker Dr., Ste 1775, Chicago, IL 60606

Phone Number

(312) 253-0385

Established

Illinois since 06/02/2003

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CAMBRIA HOLDINGS INC.OWNER—
HEFFERNAN, THOMAS ROBERTVP5538731
HOEH, PHILLIP JOHNCCO2231877
MARTINO, GARY ANTHONYVP1458334
OGILVIE, DONAL SHANNONCOO2863275
VANDERHOOF, JOEL MICHAELPRESIDENT - INVESTMENT BANKING4152196
WALLACE, ROBERT DIRLAMCFO4606185
WICKERT, JERE THOMASCEO AND PRESIDENT2079719

Disclosures

Regulatory Event

10

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2025About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed May 2007About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Feb 2007About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2022About the Series 4 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Hyde Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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