Roman Glukhovsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roman Glukhovsky, who also goes by Roman Glukhousky, was a registered financial professional .
Roman is a previously registered financial professional and started their career in finance in 2007. Roman had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2013 - July 29, 2013
EDELMAN FINANCIAL SERVICES, LLC
May 2, 2013 - July 29, 2013
SANDERS MORRIS LLC
June 1, 2009 - May 22, 2013
MORGAN STANLEY
June 1, 2009 - May 22, 2013
MORGAN STANLEY
September 26, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
June 11, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
EDELMAN FINANCIAL SERVICES, LLC
CRD#: 113299 / SEC#: 801-64567
Contact information
Red Flags
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