Daniel Whittle
Professional summary
Daniel Whittle, CFP®, who also goes by Daniel E Whittle, Daniel Ello Whittle, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Dallas, Texas and SANFORD C. BERNSTEIN & CO., LLC located in Dallas, Texas.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Daniel has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Whittle's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
March 26, 2026 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 2000 Mckinney Avenue Suite 2100, Dallas, TX 75201March 26, 2026 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 2000 Mckinney Avenue, Suite 2100, Dallas, TX 75201November 3, 2011 - November 1, 2021
FIDELITY DISTRIBUTORS COMPANY LLC
October 5, 2010 - September 30, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 4, 2010 - September 30, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 10, 2010 - September 27, 2010
WELLS FARGO INVESTMENTS, LLC
August 10, 2010 - September 27, 2010
WELLS FARGO INVESTMENTS, LLC
April 11, 2008 - July 27, 2010
WELLS FARGO CLEARING SERVICES, LLC
October 3, 2006 - July 27, 2010
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/26/2026)
Exams
Series 7TO
Date: 7/11/2022
General Securities Representative ExaminationFINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | ||
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ALLIANCEBERNSTEIN L.P.
CRD#: 108477Dallas, TX 75201TRUST BUT VERIFY
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