Alfred P. Lindsten

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CRD#: 5202905

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alfred P Lindsten, CFP®, who also goes by Al P Lindsten, Alfred P Lindsten, was a registered financial professional .

Alfred is a previously registered financial professional and started their career in finance in 2006. Alfred had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Al P Lindsten | Alfred P Lindsten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 122 SECURITIES TRADING HOURS: 104 START DATE: 11/27/2023 ADDRESS: 5705 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Business Name: SHELTON FINANCIAL GROUP POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 24 START DATE: 03/01/2007 ADDRESS: 7635 West Jefferson Blvd, Fort Wayne IN 46804 DESCRIPTION: Registered Rep Activities: prepare proposals, inform client of product and how it fits into their portfolio: costs, surrender charges (if applicable), rationale for benefits to client. etc Business Name: ALFRED LINDSTEN POSITION: Registered Rep/Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2008 ADDRESS: 7635 W Jefferson Blvd, Fort Wayne IN 46804 DESCRIPTION: Advising clients and selling products that meet client's needs and investment objective. Business Name: ALFRED P LINDSTEN REVOCABLE TRUST POSITION: Trustee NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/16/2023 ADDRESS: 17322 Mending Fences, Spencerville IN 46788 DESCRIPTION: Manage the assets of the Trust

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Past

November 27, 2023 - December 31, 2024

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Fort Wayne, IN

Past

November 27, 2023 - December 31, 2024

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Ft. Wayne, IN

Past

January 17, 2018 - November 27, 2023

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

Ossian, IN

Past

January 17, 2018 - November 27, 2023

USA FINANCIAL SECURITIES LLC

CRD#: 103857

Ossian, IN

Past

July 16, 2009 - January 26, 2018

APW CAPITAL, INC.

CRD#: 43814

FORT WAYNE, IN

Past

March 27, 2007 - February 12, 2018

SHELTON FINANCIAL GROUP, INC.

RIA

CRD#: 123318

FORT WAYNE, IN

Past

March 12, 2007 - July 20, 2009

CETERA WEALTH SERVICES, LLC

CRD#: 13572

FORT WAYNE, IN

Past

November 23, 2006 - March 5, 2007

CREATIVE FINANCIAL DESIGNS, INC.

RIA

CRD#: 109032

FORT WAYNE, IN

Past

August 31, 2006 - March 5, 2007

CFD INVESTMENTS, INC.

CRD#: 25427

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/22/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/30/2006

General Securities Representative Examination

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alfred P. Lindsten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

APW CAPITAL, INC.

SHELTON FINANCIAL GROUP, INC.

CETERA WEALTH SERVICES, LLC

CREATIVE FINANCIAL DESIGNS, INC.

CFD INVESTMENTS, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/22/2006

SIE

Date: 10/1/2018

Series 7

Date: 8/30/2006

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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