Joshua R. Riddell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Roger Riddell, who also goes by Josh Riddell, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2006. Joshua had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2023 - October 25, 2023
AIRLINK MARKETS, LLC
August 27, 2014 - November 11, 2021
UBS FINANCIAL SERVICES INC.
August 27, 2014 - November 11, 2021
UBS FINANCIAL SERVICES INC.
February 5, 2014 - September 19, 2014
MORGAN STANLEY
February 4, 2014 - September 19, 2014
MORGAN STANLEY
June 1, 2009 - January 21, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 30, 2007 - January 21, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 20, 2006 - January 3, 2007
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AIRLINK MARKETS, LLC
CRD#: 322261 / SEC#: , 8-70946
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AIRLINK HOLDING, LLC | SOLE MEMBER | |
| MEGENITY, BRIAN MCDONALD | CHIEF COMPLIANCE OFFICER, RESIGNED ON 6/21/2024 | 2889637 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
