SL
Shelley D. Lof
GOLDEN STATE EQUITY PARTNERS
Park Rapids, MN 56470
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CRD#: 5202761
SL
Professional summary
Shelley Dawn Lof, who also goes by Shelley Dawn Jacob, is a registered financial advisor currently at GOLDEN STATE EQUITY PARTNERS, LLC located in Park Rapids, Minnesota.
Shelley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Shelley has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shelley Dawn Jacob
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Real Estate Ownership; Commercial; MN 56470; Not Investment Related; May 2017. Outside Employment; Rypkema Operations, LLC; AFA; Park Rapids, MN 56470; Investment Related; September 2019; 40-59 hours per month; 60+ during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Shelley Dawn Lof's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2024 - Present
GOLDEN STATE EQUITY PARTNERS, LLC
Office #1: 203 Henrietta Ave N, Park Rapids, MN 56470Office #2: 118 Paul Bunyan Dr. Se, Suite 206, Bemidji, MN 56601RIA
CRD#: 322879
Park Rapids, MN
Past
January 31, 2023 - January 19, 2024
GOLDEN STATE EQUITY PARTNERS, LLC
RIA
CRD#: 322879
Bemidji, MN
Past
December 16, 2013 - February 6, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Park Rapids, MN
Past
June 29, 2012 - February 6, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Park Rapids, MN
Past
July 24, 2008 - July 2, 2012
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
PARK RAPIDS, MN
Past
July 24, 2008 - July 2, 2012
CRI SECURITIES, LLC
BD
CRD#: 22589
PARK RAPIDS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GOLDEN STATE EQUITY PARTNERS, LLC
ARENZANO CAPITAL | YOUNG GLOBAL WEALTH STRATEGIES, INC | VECTOR3 WEALTH MANAGEMENT | TRI-VALLEY WEALTH MANAGEMENT | TANGENT RETIREMENT | SCHNEIDER WEALTH MANAGEMENT | ORGAN PEAK FINANCIAL GROUP | MORNING STAR WEALTH MANAGEMENT | MARSHALL WEALTH ADVISORS | LONGEVITY WEALTH | LEGACY WEALTH MANAGEMENT | HIDDEN PEAK INVESTMENTS | HEART MOUNTAIN WEALTH MANAGEMENT | GOLDEN STATE EQUITY PARTNERS, LLC | ENRIQUEZ FINANCIAL GROUP | DESERT CITIES WEALTH MANAGEMENT | BAOBAB WEALTH MANAGEMENT | BAOBAB WEALTH ABROAD | AVELLA PRIVATE WEALTH | ASCENTIS INDEPENDENT ADVISORS | ARISE WEALTH MANAGEMENT | ARIMATHEA
CRD#: 322879 / SEC#: 801-126441
RIA
Registered Investment Advisory firm - (8/25/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(2/1/2024)
IAR
Washington(2/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GS
GOLDEN STATE EQUITY PARTNERS, LLC
ARENZANO CAPITAL | YOUNG GLOBAL WEALTH STRATEGIES, INC | VECTOR3 WEALTH MANAGEMENT | TRI-VALLEY WEALTH MANAGEMENT | TANGENT RETIREMENT | SCHNEIDER WEALTH MANAGEMENT | ORGAN PEAK FINANCIAL GROUP | MORNING STAR WEALTH MANAGEMENT | MARSHALL WEALTH ADVISORS | LONGEVITY WEALTH | LEGACY WEALTH MANAGEMENT | HIDDEN PEAK INVESTMENTS | HEART MOUNTAIN WEALTH MANAGEMENT | GOLDEN STATE EQUITY PARTNERS, LLC | ENRIQUEZ FINANCIAL GROUP | DESERT CITIES WEALTH MANAGEMENT | BAOBAB WEALTH MANAGEMENT | BAOBAB WEALTH ABROAD | AVELLA PRIVATE WEALTH | ASCENTIS INDEPENDENT ADVISORS | ARISE WEALTH MANAGEMENT | ARIMATHEA
CRD#: 322879 / SEC#: 801-126441
RIA
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Contact information
Main Address
201 E. Sandpointe Ave Suite 460, South Coast Metro, CA 92707
Mailing Address
Phone number
(866) 273-1563
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,604 |
| AUM (Assets Under Management) | $ 880,384,165 |
Red Flags
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Company Information
GOLDEN STATE EQUITY PARTNERS, LLC
CRD#: 322879Park Rapids, MN 56470TRUST BUT VERIFY
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