Christopher D. Mattern
MFA WEALTH SERVICES
Thousand Oaks, CA 91360
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CRD#: 5202739
Professional summary
Christopher D Mattern, CFP® is a registered financial advisor currently at MFA WEALTH SERVICES located in Thousand Oaks, California and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Thousand Oaks, California.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) MEADOR FINANCIAL, INC. - REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - THOUSAND OAKS, CA - SINCE 11/2013 - INVESTMENT RELATED 2.) MFA WEALTH SERVICES, INC. - PRESIDENT, ADVISOR - REGISTERED INVESTMENT ADVISOR - THOUSAND OAKS, CA - SINCE 11/2013 - INVESTMENT RELATED 3.) TONE, WALLING & MEADOR LLP - MINORITY PARTNER - TAX PREPARATION/ACCOUNTING/BOOKKEEPING/CPA - THOUSAND OAKS, CA - SINCE 01/2019 - NOT INVESTMENT RELATED 4.) CHRISTOPHER MATTERN - AGENT - NON-VARIABLE INSURANCE - THOUSAND OAKS, CA - SINCE 10/2013 - INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Christopher D Mattern's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
November 13, 2013 - Present
MFA WEALTH SERVICES
Office #1: 100 E. Thousand Oaks Blvd. #258, Thousand Oaks, CA 91360RIA
CRD#: 169013
Thousand Oaks, CA
Current
October 31, 2013 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 100 E Thousand Oaks Blvd Ste 258, Thousand Oaks, CA 91360RIA
BD
CRD#: 20804
Thousand Oaks, CA
Past
October 28, 2008 - November 5, 2013
ALLIANCE ADVISORY & SECURITIES, INC.
RIA
CRD#: 18835
THOUSAND OAKS, CA
Past
October 27, 2008 - November 5, 2013
ALLIANCE ADVISORY & SECURITIES, INC.
BD
CRD#: 18835
THOUSAND OAKS, CA
Past
October 19, 2007 - October 13, 2008
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
AGOURA HILLS, CA
Past
August 6, 2007 - October 13, 2008
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
AGOURA HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MFA WEALTH SERVICES
MEADOR & ASSOCIATES | MFA WEALTH SERVICES | MEADOR FINANCIAL, INC. | MEADOR AND ASSOCIATES
CRD#: 169013 / SEC#: 801-108548
RIA
Registered Investment Advisory firm - (10/24/2016 Approved)California
Registered Investment Advisory firm - (12/29/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/7/2017)
IAR
Arizona(2/16/2017)
RR
California(10/31/2013)
IAR
California(11/13/2013)
RR
Colorado(2/7/2017)
IAR
Colorado(2/21/2017)
RR
Florida(2/7/2017)
IAR
Florida(2/23/2022)
RR
Idaho(2/7/2017)
IAR
Idaho(2/15/2017)
RR
Nevada(2/7/2017)
IAR
Nevada(2/28/2017)
RR
New Jersey(2/7/2017)
IAR
New Jersey(2/23/2017)
IAR
New Mexico(1/12/2022)
RR
New York(2/7/2017)
RR
North Carolina(1/10/2022)
RR
Oklahoma(2/7/2017)
IAR
Oklahoma(2/17/2017)
RR
Oregon(2/7/2017)
IAR
Oregon(8/12/2022)
RR
Pennsylvania(2/7/2017)
IAR
Pennsylvania(2/15/2017)
RR
Tennessee(7/19/2021)
RR
Texas(6/2/2022)
IAR
Texas(11/29/2022)
IAR
Virginia(2/15/2017)
RR
Washington(2/7/2017)
IAR
Washington(2/15/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MW
MFA WEALTH SERVICES
MEADOR & ASSOCIATES | MFA WEALTH SERVICES | MEADOR FINANCIAL, INC. | MEADOR AND ASSOCIATES
CRD#: 169013 / SEC#: 801-108548
RIA
Registered Investment Advisory firm - (10/24/2016 Approved)California
Registered Investment Advisory firm - (12/29/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 E. Thousand Oaks Blvd. #258, Thousand Oaks, CA 91360
Mailing Address
Phone number
(833) 496-5474
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 608 |
| AUM (Assets Under Management) | $ 248,238,257 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/09/2024 | ||
| 05/02/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MFA WEALTH SERVICES
CRD#: 169013Thousand Oaks, CA 91360TRUST BUT VERIFY
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