SH
Scott D. Hedgcock
COMPOUND PLANNING
Bothell, WA 98021
Some features on this profile are disabled
CRD#: 5202709
SH
Professional summary
Scott Douglas Hedgcock, CFP®, who also goes by Scott D Hedgcock, is a registered financial advisor currently at COMPOUND PLANNING, INC. located in Bothell, Washington.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Scott has worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott D Hedgcock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MONTLAKE PLAYERS CAMPS, LLC; DIRECTOR; INVESTMENT RELATED:NO; 1220 199TH ST SW LYNNWOOD WA, 98036; YOUTH FOOTBALL CAMP; CAMP ORGANIZER; 2022-05-28; HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 8; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 1; Bookkeeper; Trinitas Church -- book keeping; investment related: No; Location: 12916 15th Place Everett wa 98204-7581 USA; Description of the business: Presbyterian Church; Responsibilities Duties: . Enter transactions into quickbooks, facilitate payments, manage deposits and report to officers of the church.; Start date with business: 2022-10-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 5;
CRS (Client Relationship Summary) - RIA
Click below to view Scott Douglas Hedgcock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
September 6, 2024 - Present
COMPOUND PLANNING, INC.
Office #1: 22722 29th Dr Se West, Suite 100, Bothell, WA 98021RIA
CRD#: 171787
Bothell, WA
Past
August 5, 2019 - September 27, 2024
ALETHEIAN WEALTH ADVISORS LLC
RIA
CRD#: 304623
Bellevue, WA
Past
July 26, 2012 - January 13, 2017
CORNERSTONE ADVISORS INC
RIA
CRD#: 110908
BELLEVUE, WA
Past
August 16, 2006 - February 22, 2012
COLDSTREAM WEALTH MANAGEMENT
RIA
CRD#: 108805
BELLEVUE, WA
Past
August 16, 2006 - February 22, 2012
COLDSTREAM SECURITIES, INC.
BD
CRD#: 46835
BELLEVUE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT
CRD#: 171787 / SEC#: 801-126007
RIA
Registered Investment Advisory firm - (7/1/2022 Approved)California
Registered Investment Advisory firm - (8/13/2022 Terminated)Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(9/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT
CRD#: 171787 / SEC#: 801-126007
RIA
Registered Investment Advisory firm - (7/1/2022 Approved)California
Registered Investment Advisory firm - (8/13/2022 Terminated)Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
115 Broadway 5th Floor, New York, NY 10006
Mailing Address
169 Madison Avenue Suite 15201, New York, NY 10016
Phone number
(888) 533-9364
Established
Firm type
Fiscal year end
# of Employees
104
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,372 |
| AUM (Assets Under Management) | $ 3,025,356,111 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
