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Sumit Sarkar

BENT CREEK CAPITAL LLC
San Ramon, CA
Some features on this profile are disabled
CRD#: 5202642
SS

Professional summary

Sumit Sarkar is a registered financial advisor currently at BENT CREEK CAPITAL LLC located in San Ramon, California.

Sumit is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Sumit has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sumit Sarkar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 17, 2017 - Present

BENT CREEK CAPITAL LLC

RIA
CRD#: 286241
San Ramon, CA
Past

December 19, 2006 - June 26, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/17/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/14/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/20/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/18/2006
General Securities Representative Examination

Current Firm

BC
BENT CREEK CAPITAL LLC
BENT CREEK CAPITAL | SARKAR, SUMIT | BENT CREEK CAPITAL LLC

CRD#: 286241 / SEC#:

California
Registered Investment Advisory firm - (3/17/2017 Approved)
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Contact information

Main Address
San Ramon, CA
Mailing Address
Phone number
(917) 974-3668
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts4
AUM (Assets Under Management)$ 481,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BENT CREEK CAPITAL LLC

CRD#: 286241San Ramon, CA

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