Brian M. Bernal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Michael Bernal was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2007. Brian had worked at 4 firms and has passed the Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2012 - April 11, 2014
RIDGEWAY CONGER ADVISORY SERVICES
March 25, 2009 - April 11, 2014
RIDGEWAY & CONGER, INC.
December 4, 2007 - March 31, 2009
PERROTT, MATHER & GILDAY, INC.
July 24, 2007 - August 14, 2007
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
RIDGEWAY CONGER ADVISORY SERVICES
CRD#: 139372 / SEC#: 801-66272
Contact information
Documents
Red Flags
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